Latest Regulatory Compliance jobs in New York, NY

626 Regulatory Compliance Jobs in New York, NY

Regulatory Compliance Specialist AP Rochester - , NY, United States AP Professionals is partnering with a local manufacturer in search of a Regulatory Compliance Specialist. The Regulatory position centers on fulfilling Customers' document requests, while ensuring Yesterday
Consultant - Regulatory Technology & Compliance Analytics Sia Partners - New York, NY, United States Analyst with expertise in regulatory technology and compliance analytics. The ideal candidate will support our emerging Regulation Technology team which collaborates broadly with our Risk and Compliance 2 days ago
Senior Consultant - Regulatory Technology & Compliance Analytics Sia Partners - New York, NY, United States Analyst with expertise in regulatory technology and compliance analytics. The ideal candidate will support our emerging Regulation Technology team which collaborates broadly with our Risk and Compliance 2 days ago
Financial Services Compliance & Regulatory Attorney Direct Counsel - New York, NY, United States Direct Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney to join a top law firm in their Financial Services Compliance team. We are seeking a dynamic 2 days ago
Forum: Start a Discussion Join
Compliance Analyst- EComms Surveillance/Registrations Manager Lime Trading - New York, NY, United States and swiftly escalate overdue requirements. Work closely with the Compliance team to identify registered employees who are required to satisfy Firm Element training requirements. Regulatory Reporting/Filings Yesterday
Regulatory Operations Associate (Temp to Perm) Cantor Fitzgerald - New York, NY, United States and submitting accurate, complete and timely responses to regulatory inquiries of CF&Co. and the Firm’s affiliates. The Firm is seeking a Regulatory Operations/Compliance Analyst or Associate to respond 2 days ago
Regulatory Compliance Analyst The Jacobson Group - New York, NY, United States . Requirements: 5+ years of recent experience in state filings and/or regulatory compliance at an admitted property & casualty insurance carrier SERFF experience Candidates must be proficient in Microsoft office 16 days ago
Swap Dealer Compliance Associate Phaxis - New York, NY, United States Execution Facility (SEF), serving as the primary point of contact for day-to-day compliance issues. Develop and implement robust policies and procedures to ensure compliance with existing and emerging 7 days ago
E-Communications Compliance Surveillance Analyst North Bridge Staffing Group - New York, NY, United States . Identifying, documenting, and resolving regulatory/compliance issues. Qualifications: Bachelor’s degree in Legal, Finance, or related field. 1-2+ years of legal/compliance or similar experience, with knowledge 11 days ago
Vice President, Lead Auditor - Regulatory Compliance Crédit Agricole CIB - New York, NY, United States Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment 27 days ago

Top locations