107 Global Compliance Jobs in New York, NY
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ASSOCIATE COUNSEL The Fine Art Group - , NY, United States will work closely with the Group General Counsel and other global business and compliance colleagues to ensure the efficient and high-quality legal function for a highly transactional business. Key 2 days ago
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Compliance Associate - Award Winning Buy-Side - New York - Up to $170,000 USD + Exceptional Bonus/Benefits Package Hunter Bond - , NY, United States and Compliance team of a global Buy-side firm. You will be liaising across the whole company maintaining compliance policies and regulations. Responsibilities: Maintains legal and regulatory compliance 2 days ago
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Compliance, Global Banking & Markets Public Compliance, Core Programs, Associate Goldman Sachs - New York, United States GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance Competitive 8 days ago
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Senior Business Analyst, Regulatory Technology Genpact - , NY, United States Role : Senior Business Analyst, Regulatory Technology Location : New York, NY (Hybrid) Duration : Fulltime Genpact Role Description Global Regulatory Tech team develops and supports applications 18 days ago
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Tax Principal GCM Grosvenor - , NY, United States as a third day in coordination with your manager. RESPONSIBILITIES Coordinate with others to manage the Global tax compliance process for investment partnerships and accounts managed by the firm including 19 days ago
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Client Risk Assessment and Control Design - C16 Citi - New York, United States / banker processes including onboarding, KYC and client servicing ensuring compliance applicable global/ local regulations. Take an end-to-end view to drive greater integration and simplification of risk $250,000.00 - $500,000.00 4 days ago
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In-House: Legal Counsel - UK/EU Compliance (German Fluency) McCormack Schreiber Legal Search - New York, NY, United States About the Position: We are working with a global private markets investment manager that has an immediate need for a regulatory and compliance attorney to join as a Legal Counsel in Chicago or New 8 days ago
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Senior Vice President Trade & Legal Compliance Eighty Twenty - New York, NY, United States and audit. Designing and lead compliance and control reviews. Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non 10 days ago
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General Counsel Investment Research Morgan Stanley - New York, United States and implementing policy and managing compliance with all relevant aspects of regulatory guidelines including the SRO analyst independence rules, Regulation AC, the global research analyst settlement; reviewing between $110,000.00 and $190,000.00 at the commencement of employment 18 days ago
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Associate, Compliance - New York Maybank - , NY, United States notification by FinCEN. Prepare and e-file Suspicious Activity reports to the relevant regulatory authority upon Head of Compliance request. Upon notification from Group Compliance, as and when they update 10 days ago
Top locations
- Jersey City, NJ (25)
- Princeton, NJ (15)
- Rahway, NJ (15)
- New Brunswick, NJ (13)
- Raritan, NJ (12)
- Bernardsville, NJ (10)
- Edison, NJ (6)
- Stamford, CT (5)
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