16 Financial Compliance Officer Jobs in New York, NY
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Senior Compliance Officer Chardan - New York, NY, United States . · Participate in the drafting of compliance related policies and procedures. · Perform ad-hoc special projects as assigned by the Chief Compliance Officer. Job Qualifications · Bachelor's degree in a related 3 days ago
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Senior AFC & Compliance Officer DWS Group - New York, NY, United States through institutional financial intermediary channels, separately managed accounts and investment products direct to institutional investors. Role Details As a Senior AFC and Compliance Officer 5 days ago
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Finance Associate, Cost Control (Base in Beijing) Asian Infrastructure Investment Bank - New York, United States Control Officer. Responsibilities: Process staff and vendor payment claims in compliance with the Bank's established expense management policies. Provide clear interpretation of various policies relating Competitive 4 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 10 days ago
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Investment Management Compliance Analyst Mission Staffing - New York, NY, United States and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance 14 days ago
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Senior Product Manager - Compliance VP - New York Goldman Sachs - New York, United States thousands of users globally. We partner with Compliance Officers across divisions, to fully understand the financial products, business strategies, and regulatory regimes. This knowledge enables us to build Competitive 8 days ago
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Compliance Analyst - Private Equity Mission Staffing - New York, NY, United States and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance 14 days ago
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ABL Account Executive White Oak Commercial Finance - New York, NY, United States , modifications, facility extensions and consents. · Maintain financial spreads, projections, and models. · Monitor, calculate and confirm Borrower covenant compliance. · Review and negotiate legal documentation 27 days ago
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2025 Fund Services Summer Analyst Program (New York & Purchase) Morgan Stanley - New York, United States (IS): IS works closely with the Investor Relations, Chief Financial Officers, Chief Operating Officers, Compliance teams and investors of our clients. Further, IS supports our clients with investor capital Competitive 12 days ago
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Vice President: Anti-money Laundering Risk - Enhanced Due Diligence Morgan Stanley - New York, United States and reputational risk-relevant activities. • Active pipeline management and engagement with Financial Advisors, Complex Management and Risk Officers to onboard new and existing International Banking & Lending client between $100,000 and $180,000 per year 18 days ago
Top locations
- Trenton, NJ (3)
- Brooklyn, NY (3)
- Jersey City, NJ (1)
- Hicksville, NY (1)
- Melville, NY (1)
- New York (33)