Latest Corporate Compliance jobs in New York, NY

232 Corporate Compliance Jobs in New York, NY

Corporate Counsel/Compliance Officer LHH - , NY, United States , minutes, NDAs , limited partnership agreements and other corporate documents. • Demonstrated expertise in contracts, regulatory compliance matters, and corporate law. • Knowledge of NY and other states 13 days ago
Internal Investigations Attorney Major, Lindsey & Africa - New York, NY, United States coordination with outside counsel, vendors and internal units of the Firm, including Legal and Compliance, Risk, HR, Corporate Communications and the business unit management teams, in order to facilitate 13 days ago
Manager - KYC Compliance Advisor Capital One - New York, United States , providing compliance advice to business lines as a KYC subject matter expert, and executing or participating in corporate risk management processes. Responsibilities: Maintain subject matter expertise Yesterday
Portfolio Administrator Advent APX to 150K salary Portfolio Placements & Resumes - New York, NY, United States information, and corporate action transactions. Maintain portfolio groups for performance, portfolio management & compliance needs. Research/remediate reconciliation discrepancies daily. Requires close 11 days ago
Forum: Start a Discussion Join
General Counsel Tandym Group - New York, NY, United States formation, corporate governance, federal and state tax exemption matters, fundraising regulation, political activities compliance, and general business law needs, including contract drafting and review 2 days ago
Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance Scotiabank - New York City, NY, US for our clients across industries! We work together to drive ambition for every future! Purpose: Acts as the Chief Compliance Officer for the U.S. broker dealer and Head of Corporate Functions Compliance, The role Yesterday
Compliance Counsel Larson Maddox - New York, NY, United States policies and procedures, helping to lead the delivery of department projects for the assigned corporate/business function(s) in line with the ethics and compliance program to ensure compliance 2 days ago
Corporate Lawyer Pride Global - New York, NY, United States all US jurisdictions (experience with California law a plus) Devise and draft policies, standards, and procedures to foster compliance with applicable laws and regulations; in coordination with operations 2 days ago
Corporate Tax Compliance Associate/AVP Mizuho Bank - New York, NY The Corporate Tax Compliance Associate / AVP will be responsible for assisting the Section Director on: Tax Compliance, Provision (ASC 740), Research and Audit. Specific duties include: • Prepare 5 days ago
Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States vendor management program which includes onboarding for new vendors and periodic renewals for existing vendors. Manage corporate securities trading policy and monitor employee trading related activities 18 days ago

Top locations