Latest Compliance Supervisor jobs in New York, NY

16 Compliance Supervisor Jobs in New York, NY

Trade Finance Marketing AVP Bank of China USA - New York, NY, United States procedures Detect and escalate red flags and unusual activities to supervisor and the Middle Desk Keep abreast of compliance and regulatory requirements by attending BSA, AML, KYC and any other compliance 5 days ago
Regulatory Operations Analyst (Temp to Perm) Cantor Fitzgerald - New York, NY, United States as necessary with line-of-business supervisors and Compliance. Escalate issues appropriately and consult with supervisors and management to improve current transaction and report review processes. Speak 8 days ago
IDG Cyber Lead - VP Morgan Stanley - New York, United States relationships and working closely with IDG supervisors, Business Control Units Cyber, Firmwide Data Office, Technology, Legal and Compliance. Experience / Skills Required: 7+ years of experience in the financial Competitive 4 days ago
E-Comm Surveillance Specialist Phyton Talent Advisors - New York, NY, United States of confidential information. - Identify, document, and resolve potential regulatory or compliance issues. - Review supervisor feedback, address issues raised, and enforce documentation of deadlines for supervisory 10 days ago
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Banking Department - BSA Officer Associate/AVP Bank of China USA - , NY, United States , procedures and regulatory requirements Process tax compliance levy and subpoenas in a timely manner Other tasks assigned by supervisor Qualifications: Bachelor’s degree is required; Master’s degree 13 days ago
Asset Protection Specialist, Maison Madison Flagship Hermes - New York, NY as assigned by the supervisor. About the Role: * Post coverage - stock security * Associate compliance and education (AP Awareness) * Violation and Incident reporting * Conducting of Audits / maintaining 6 days ago
Project Manager Parkside - Farmington, New York periodic schedule and cost reporting reports. Is responsible for the execution of those plans with the support to and from engineers and construction supervisors on the team. Coordinates efforts 14 days ago
Senior Tax Associate Hire Resolve - New York, NY range of clients, providing them with expert tax advice and helping them navigate complex tax regulations and laws. You will work closely with managers and supervisors, gaining valuable experience 75,000 - 98,000 19 days ago
General Counsel Jobs JDHuntr 61392 Senior Counsel Regulatory $250K - $275K (Hybrid), New York, NY In House Jobs | JDHuntr - New York, NY General Counsel Jobs JDHuntr 61392 Senior Counsel Regulatory $250K - $275K (Hybrid), New York, NY Apply on JDHuntr.com Post Date: 10.5.2023 *Managing the company's relationships with its supervisors More than 30 days ago
Senior Audit Manager - Internal Audit US Finance and Corporate Treasury MBK Search - Jersey City, NJ, United States Job Summary Conducts/leads U.S. Finance and Corporate Treasury internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance 24 days ago

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