Latest Compliance Control Room jobs in New York, NY

5 Compliance Control Room Jobs in New York, NY

Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues with primary responsibility for Sales and Trading, Compliance Control Room, Investment Banking, and Equity 17 days ago
Compliance Officer - Control Room S&P Global - New York, United States About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Competitive 26 days ago
Control Room Compliance AVP Larson Maddox - New York, United States An elite boutique Investment Bank in New York City is hiring an Associate / AVP Control Room Compliance professional. JOB TITLE - Assistant Vice President/Associate, Employee Compliance, Control Room USD110000 - USD130000 per annum 25 days ago
Wire Room Data Engineer (WRCT,... Primesoft, Inc - New York, NY Engineer will be responsible for concept creation included in the WRCT controls framework and supporting Data Analysts with various deliverables to the Wire Room Compliance Team. Works with machine learning Depends on Experience 25 days ago
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Manager, CIB & Research Compliance Officer Scotiabank - New York City, NY, US business initiatives or other ad-hoc projects. Work closely with the Control Room personnel on conflicts issues, including issues related to chaperoning of Research and Investment Banking interactions More than 30 days ago

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