Latest Compliance Analyst jobs in New York, NY - JobisJob United States Mobile

66 Compliance Analyst Jobs in New York, NY

Senior Governance, Risk & Compliance Analyst neteffects - New York, NY, United States Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm’s information via risk assessments, audits, controls testing, policy Yesterday
Compliance Analyst- EComms Surveillance/Registrations Manager Lime Trading - New York, NY, United States Compliance Analyst- EComms Surveillance/Registrations Manager Conduct eComms surveillance for the Firm. Update Firm lexicon. Manage case management and escalation processes. Maintain CRD and NFA Yesterday
Compliance, Business Intelligence Group, Analyst / Associate Goldman Sachs - New York, United States Both offices work collaboratively across all transaction reviews and BIG operations Role Overview Conduct legal, regulatory and financial... Competitive 7 days ago
Trade Surveillance Compliance Analyst - Financial Services East End Resources - New York, NY, United States COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with establishing, implementing and maintaining adequate policies 2 days ago
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Compliance Analyst Private Equity Firm - New York, NY, United States Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after training Compensation: $100,000 – $120,000 base salary 9 days ago
Compliance Analyst Dentsply Sirona - Anywhere, New York, USA and experienced IT Compliance Analyst. This role will work closely with our IT, Finance, Cybersecurity and Privacy departments to ensure that our IT controls comply with the requirements of the Sarbanes-Oxley Act $90,000 and $110,000 27 days ago
Compliance Analyst Tandym Group - New York, NY, United States A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure 11 days ago
Compliance Analyst - Private Equity Mission Staffing - New York, NY, United States At least five years of related experience at a large financial institution, preferably asset or investment management. Strong knowledge... 13 days ago
Assistant Controller (Global Multi-Billion $ Hedge Fund) Mondrian Alpha Recruitment Solutions - New York, United States ; you will help the improvement of all processes; working collaboratively with various functions including Operations, Quantitative Analysts, Compliance, IR to help shape the improvement of the firm’s $165k - $200k Base + Bonus 3 days ago
Investment Management Compliance Analyst Mission Staffing - New York, NY, United States At least five years of related experience at a large financial institution, preferably asset or investment management. Strong knowledge... 13 days ago

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