54 Chief Compliance Jobs in New York, NY
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Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 2 days ago
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Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 9 days ago
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Chief Compliance Officer, B2B Payments Larson Maddox - New York, United States A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum 6 days ago
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Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 11 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 11 days ago
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Portfolio Compliance Officer, Mercer Investments Marsh McLennan - New York, NY, US the firm. This role reports directly to the Chief Compliance Officer, Canada Investments. What is in it for you? Work for a global company with a strong brand A culture of internal mobility, collaboration 4 days ago
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Compliance Associate Cardea Group - New York, NY, United States Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief 4 days ago
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 9 days ago
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Compliance, Swap Dealer Compliance, Vice President, New York Goldman Sachs - New York, United States , Engineering, Risk, Finance and Audit stakeholders. Knowledge of SEC, CFTC & NFA swap regulations is preferred to uplift the compliance program and assist the firm's swap dealing entities and their Chief Competitive 9 days ago
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Senior Compliance Officer Chardan - New York, NY, United States . · Participate in the drafting of compliance related policies and procedures. · Perform ad-hoc special projects as assigned by the Chief Compliance Officer. Job Qualifications · Bachelor's degree in a related 4 days ago
Top locations
- Jersey City, NJ (5)
- Hackensack, NJ (4)
- Brooklyn, NY (4)
- Newark, NJ (2)
- Melville, NY (2)
- Bridgeport, CT (1)
- Maplewood, NJ (1)
- Trenton, NJ (1)
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