38 Legal Adviser Jobs - page 3
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Senior AFC & Compliance Officer Deutsche Bank - Chicago, United States degree in business, finance or related field required; JD or other advanced degree preferred. Previous relevant legal or compliance experience with knowledge of the Investment Advisers Act of 1940 Competitive 19 days ago
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Financial Services Compliance & Regulatory Attorney Direct Counsel, LLC - New York County, New York , addressing concerns related to the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Conduct statutory and regulatory analysis, and apply legal expertise to guide decision-making. Draft 22 days ago
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In House Counsel Jobs California | JDHuntr 58810 Senior Counsel Investment Advisory $140K - $200K (Remote), Charlotte, NC In House Jobs | JDHuntr - Charlotte, NC adviser representatives regarding legal and compliance issues, particularly as they relate to the Advisers Act and/or ERISA. $140,000-$200,000 in house jobs, general counsel jobs, go in house with jdhuntr More than 30 days ago
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In House Counsel Jobs California | JDHuntr 39020 Senior Counsel, Norwalk, CT In House Jobs | JDHuntr - Norwalk, CT In House Counsel Jobs California | JDHuntr 39020 Senior Counsel, Norwalk, CT To apply go to JDHuntr.com Acting as lead legal adviser to internal stakeholders with respect to data vendor agreements More than 30 days ago
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Senior Compliance Analyst Allspring Global Investments - Boston, MA / Charlotte, NC / Menomonee Falls, WI agreements, legal documents, policies & procedures, and regulatory guidelines (e.g. Investment Advisers/Company Act, and other laws as applicable) Strong analytical skills with high attention to detail 25 days ago
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In House Counsel Jobs California | JDHuntr 54109 Corporate Counsel (Remote), Boston, MA In House Jobs | JDHuntr - Boston, MA for the company Funds, including preparing and reviewing board materials for quarterly Funds' Board of Trustees meetings. *Provide day-to-day legal support to company Investment Advisers (BIA), a registered More than 30 days ago
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General Counsel Jobs JDHuntr 56696 Counsel, Corporate Secretary, New York, NY In House Jobs | JDHuntr - New York, NY officers on the interplay with local legal and regulatory requirements for regulated or non-related subsidiaries. *Act as legal adviser to the subsidiaries' directors and audit committee members. *Provide More than 30 days ago
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Senior Legal Counsel (Corporate) Revolut - Anywhere, United Kingdom , Associate General Counsel, and Head of Legal, Corporate to provide corporate and strategic advice • Acting as a key adviser and partner to the CEO and Co-Founder, Nikolay Storonsky, the CFO, Board, C-Suite 28 days ago
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In House Counsel Jobs | JDHuntr 43057 Director, International Tax, San Jose, CA In House Jobs | JDHuntr - San Jose, CA planning strategies, and projects. Partner with business leaders, tax, finance, treasury, legal, and external advisers on business and tax planning matters. Research tax issues and prepare technical memos More than 30 days ago
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In House Counsel Jobs | JDHuntr 43250 Advisory Attorney International Wealth, Chicago, IL In House Jobs | JDHuntr - Chicago, IL In House Counsel Jobs | JDHuntr 43250 Advisory Attorney International Wealth, Chicago, IL To apply go to JDHuntr.com provide primary legal support to company Swiss Financial Advisers AG (SFA 30 days ago
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