195 Head Compliance Jobs - page 2
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Senior Associate, CLO Structured Credit Officer Network ESC A Division of Network Temps, Inc. - New York, NY, United States compliance with applicable investment guidelines and directives from Head Office and Branch Management. Monitors assigned assets/products/industries to maintain credit quality through asset/product/industry 2 days ago
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Head of Compliance / Compliance Oversight Nationwide Building Society - London, United Kingdom Head of Compliance / Compliance Oversight ExCo-2 Competitive six figure salary & benefits Full time, permanent contract Flexible location – with travel to Swindon/London Submit your application 14 days ago
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Finance Manager Kai Ming Head Start - , CA, United States & Education. Job Summary: Oversees and directs the program's accounting processes and related internal control environment, internal and external reporting, budgeting, and financial compliance activities 3 days ago
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Controller - 2032947 TALTRAN Global - , CA, United States , and scaling our global organization. KEY RESPONSIBILITIES: Oversee all aspects of financial reporting, including the preparation of financial statements, management reports, and regulatory filings in compliance 3 days ago
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Head of Compliance and MLRO Revolut - Anywhere, United Kingdom that better people and machines are the most effective way of managing conduct risk We’re looking for a Head of Compliance and MLRO for our UK investment firm who can see what’s needed to keep our investor 14 days ago
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Associate Director Corporate Finance LHH - , NJ, United States to support strategic decision-making. Key Responsibilities: Financial Reporting : Lead and manage all aspects of financial reporting processes, ensuring accuracy, timeliness, and compliance with regulatory 3 days ago
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Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT - Director Deutsche Bank - New York, NY, United States Job Description: Job Title Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy Global Head of AFCT Corporate Title Director 16 days ago
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Director, Quality Systems & Compliance Ironwood Pharmaceuticals - Boston, Massachusetts, USA related topics to inspectors/auditors. As the Head of the Quality Systems and Compliance group, this individual will provide proactive leadership and direction, enable growth and development of Quality $197,000 to $229,320 13 days ago
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General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 9 days ago
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Associate, Compliance - New York Maybank - , NY, United States Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch’s compliance with local laws, regulations, guidelines and standards, as well as Head Office 25 days ago
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