18 Corporate Compliance Officer Jobs in Greenwich, CT
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Junior Attorney (Compliance) Greenwich, CT, United States of capital and currently has approximately $115 billion of assets under management. • Assist the Chief Compliance Officer with matters relating to conflicts of interest, trade reporting, securities filings 6 days ago
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Corporate Counsel/Compliance Officer LHH - , NY, United States Lots of autonomy AND room for growth in this exciting work environment! If you would like to hear more, please submit your resume in... 15 days ago
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Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs - New York, United States matters. This position will require engagement with the business, including Global Banking and Markets, Private Wealth Management and Corporate Treasury as well as with Compliance, Legal, Operations Competitive 14 days ago
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In-House Paralegal/Legal Assistant Standard Power - New York, NY, United States , artificial intelligence, and Bitcoin mining. Job Description: In-house Paralegal/Legal Assistant reporting directly to the Chief Legal/Compliance Officer involving corporate, transactional, and litigation 10 days ago
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Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s 11 days ago
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Compliance Officer - Head of Origination & Advisory - Director Deutsche Bank - New York, United States Job Description: Job Title Compliance Officer - Head of Origination & Advisory - Director Corporate Title Director Location New York, NY Overview As the Compliance Officer - Head of Origination salary range for this position in New York City is $170,000 to $280,500 6 days ago
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Corporate Paralegal Inizio Partners - New York, NY, United States in the management of corporate governance matters for legal entities, including, charter and by-law changes, maintenance of minute books, stock registers and current officer and director listings; Assist 15 days ago
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General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 29 days ago
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Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets - Vice President Deutsche Bank - New York, United States Job Description: Job Title Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets Corporate Title Vice President Location New York, NY Overview You will provide salary range for this position in New York City is $125,000 to $203,000 9 days ago
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General Counsel Tandym Group - New York, NY, United States formation, corporate governance, federal and state tax exemption matters, fundraising regulation, political activities compliance, and general business law needs, including contract drafting and review 29 days ago
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