4 Trade Compliance Jobs in Gainesville, FL
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Options Operations Associate Phyton Talent Advisors - Jacksonville, FL, United States , you will be responsible for managing the settlement process for equity options trades, ensuring accurate and timely processing in compliance with OCC settlements and Options Regulatory Rules (LOPR). The ideal candidate 22 days ago
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Analyst - Investment Guideline Management Deutsche Bank - Jacksonville, United States . The team is responsible for providing on-going support to the DWS organization for rule implementation and post trade monitoring of investment and trading activities to ensure compliance with federal Competitive 11 days ago
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Remote - AFC AML - Model Remediation - Assistant Vice President Deutsche Bank - Jacksonville, United States compliance covering multiple product lines such as correspondent banking, wealth management, brokerage, trade and asset management; Knowledge and understanding of financial crime and AML policies, procedures salary range for this position in New York City is $110,000 to $142,250 15 days ago
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Investment Operations Specialist Deutsche Bank - Jacksonville, United States to their stakeholders in their respective function. In some instances that may include trade confirmations, trade settlements, and in others may include monitoring firm compliance with federal securities laws Competitive 16 days ago
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