Latest Compliance jobs in Florida - JobisJob United States Mobile

1,439 Compliance Jobs in Florida

Compliance Associate Velox Clearing - Miami, FL, United States We are a clearing broker/dealer located in Miami, Florida in search of a Compliance Associate with 3-5 years of relevant experience working within the compliance department of a FINRA member firm 5 days ago
Head of Capital Market - Real Estate Private Lender Equity Lending Solutions - Miami, FL, United States market trends, economic indicators, and competitive dynamics to identify opportunities and inform lending decisions. Compliance and Regulation: Ensure compliance with applicable laws, regulations 3 days ago
Vice President Finance Norstrem Associates - Executive Recruiters - Clearwater, FL, United States and their impact on the financial statements Ensure team is properly trained, cross trained and developed in the handling of their tasks Research GAAP and applicable industry changes, assure compliance with ASC 606 5 days ago
Senior Compliance Officer - Broker Dealer Leeds Professional Resources - Miami, FL, United States Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule. Responsibilities: Risk 3 days ago
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Chief Compliance Officer- Broker Dealer Leeds Professional Resources - Miami, FL, United States Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies Proactively audit processes 3 days ago
Fiscal Specialist Insight Global - West Palm Beach, FL, United States and procedures. Independent judgment is exercised within parameters defined by supervisor, and established policies procedures, and accepted standards. Work is reviewed for compliance with desired objectives 10 days ago
Senior Compliance Officer CRO Strategies - Miami, FL, United States The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. Key Responsibilities: Regulatory Compliance: Ensure that all clinical 5 days ago
Finance - AML Compliance - Transactions Monitoring and Investigations Opportunities Northpointe Staffing Professionals - Miami, FL, United States - Identifies and uses appropriate investigative and or analytical technologies to achieve maximum efficiencies and effectiveness -... 3 days ago
Compliance Legal Assistant Williams Gautier Gwynn - Tallahassee, FL, United States Compliance Legal Assistant (Full Time) Location: Tallahassee, FL (in-office) Schedule: Monday - Friday from 8:00am - 5:00pm Compensation: Competitive annual salary plus benefits package (see below 9 days ago
Compliance Specialist Resource Solutions - Jacksonville, FL, United States Job Title: Compliance Testing Corporate Title: Associate Location: Jacksonville, Florida Overview TheBank’s Compliance Testing team, a part of the Chief Administrative Office (CAO) division, conducts 11 days ago

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