Latest Compliance Monitoring jobs in Dallas, TX - JobisJob United States Mobile

39 Compliance Monitoring Jobs in Dallas, TX

Relationship Manager Hilltop Securities Inc. - Dallas, TX, United States , Compliance and Risk Management Teams to facilitate the ongoing review of existing business. Participate in the process of monitoring and assessing the risk of correspondent firms through various tools 16 days ago
Compliance Officer Hilltop Securities Inc. - Dallas, TX, United States with regulatory changes and updates. Compliance conducts Firm training, responds to regulatory inquiries, examinations, and audits, in addition to on-going monitoring for breaches in policy through independent 19 days ago
Manager - Compliance IQ-EQ - Dallas, Texas and other applicable regulatory requirements. Assist and oversee junior team members in the performance of compliance functions, such as personal trading review, email review, the monitoring of firm trading 4 days ago
Operational Risk/Compliance Testing Manager Variable US Locations Comerica - Dallas, Texas on a defined schedule and provide aggregate results through formal reporting. Drive change through the enhancement and execution of a strong testing/monitoring program and provide risk support/consulting for key 5 days ago
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Lead Compliance Investigator - Remote GXO Enterprise Services LLC - Dallas, TX * Support the GXO Ethics & Compliance team through the monitoring of risk management systems and supporting systems and controls, conducting risk assessments, and designing and implementing remedial and risk 4 days ago
Deputy Chief Compliance Officer Comerica - Dallas, Texas and other presentations to regulators. Reporting and Monitoring Develop and deliver presentations to the Board and management governance committees on the effectiveness of the compliance program, emerging 5 days ago
Compliance Specialist (TX or MI) Comerica - Dallas, Texas compliance reporting. Testing/Exam Oversight of periodic self-monitoring or testing to determine whether policies and procedures are being followed. Training Develop and review role-based training materials 5 days ago
Senior Regulatory Compliance Analyst Core Specialty Insurance Services, Inc. - Dallas, TX - Assist with the oversight of the compliance function and compliance monitoring. Develop and maintain procedures which ensure regulatory, legal and policy compliance in accordance with applicable 6 days ago
VP – ICM Controls Citi Private Bank - Irving, Texas, USA and the end-to-end credit process a plus. This individual will also assist in the development of strategic solutions to address these risks, to enhance the wider monitoring controls and to ensure compliance 11 days ago
Vice President, Business Risk and Control Officer (Hybrid) Citi Private Bank - Irving, Texas, USA to develop oversight controls & monitoring routines for BAU MCA activities. Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. Help ensure that adequate 11 days ago

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