32 Compliance Manager Jobs in Connecticut
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Senior Credit Analyst JCW - , CT, United States officers and relationship managers to structure loans that meet the needs of both the bank and the borrower. Ensure compliance with internal policies, regulatory requirements, and industry best practices Yesterday
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Trust/Investment Operations Manager JCW - Stamford, CT, United States a leading financial institution known for its commitment to providing top-notch financial services and solutions. Job Summary: The Trust Operations Manager will be responsible for the efficient setup 2 days ago
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HR Compliance Manager BlueTriton Brands - Stamford, Connecticut and customers, for our people, and for our communities. Job Description The HR Compliance Manager, will manage all aspects of the U.S. and Canadian HR Compliance-related topics spanning from Federal, State Yesterday
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Loan Review Manager JCW - , CT, United States Position Overview: The Commercial Loan Review Manager will be responsible for overseeing the entire commercial loan review process, ensuring compliance with regulatory requirements, and maintaining 10 days ago
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 18 days ago
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Payroll MAnager Nesco Resource, LLC - Oxford, Connecticut . In addition to being the payroll point person across the organization, the Payroll Manager will be responsible for vendor relationships, pay compliance and manage a team of 5 payroll specialists for 3000 Yesterday
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Assistant Trust/Wealth Management Relationship Manager JCW - , CT, United States and efficiently, adhering to all regulatory requirements. Maintain accurate and up-to-date client records and files, ensuring compliance with all relevant policies and procedures. Coordinate and schedule meetings 18 days ago
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Financial Services Compliance Specialist Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States related audits and training. · Conduct regular due diligence, and receive regular updates of the IAR’s service providers, third-party money managers, and sub-advisors, including ensuring compliance 21 days ago
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Business Compliance, Senior Manager Remote CVSHealth - Hartford, CT 2. Leads, implements, and maintains an effective Compliance program, including, but not limited to, risk assessment, auditing, and... 12 days ago
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Senior Credit Manager Stamford, CT, United States The Senior Credit Manager is a key member of the risk and compliance management framework and acts in a dual role managing both Credit and KYC. The Senior Credit Manager is responsible for overseeing 21 days ago
Top locations
- Stamford, CT (23)
- Westport, CT (16)
- Hartford, CT (15)
- New Haven, CT (15)
- Greenwich, CT (9)
- Danbury, CT (8)
- Ridgefield, CT (7)
- Enfield, CT (7)
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