38 Compliance Officer Certification Jobs
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Compliance Associate (Clearing Firm) Velox Clearing - Miami, FL, United States the compliance department of a FINRA member firm. Preference will be given to applicants that have clearing firm experience and meet all required licensing and certifications. DUTIES AND RESPONSIBILITIES · Assist Yesterday
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Finance Director Pueblo Community Health Center, Inc. - Pueblo, CO, United States and regulations pertaining to the fiscal operations. Reports to: Chief Financial Officer Supervision Exercised: Staff Accountant Accounts Payable Specialist Education/Experience/License/Certification: A Bachelor’s Yesterday
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Corrections Officer Zanesville, OH appointment as a condition of employment in compliance with Immigration Reform and Control Act requirements. Licensure or Certification Requirements Certified as a Corrections Officer from the State of Ohio $48,006.40 - $49,587.20 Annually 12 days ago
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Senior Compliance Officer Chardan - New York, NY, United States . · Participate in the drafting of compliance related policies and procedures. · Perform ad-hoc special projects as assigned by the Chief Compliance Officer. Job Qualifications · Bachelor's degree in a related 2 days ago
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In-House Counsel/School Attorney Insight Global - Castleton-on-Hudson, NY, United States /contracts to protect the school from liabilities and to ensure alignment with their board policies, and NYS governmental laws. 2.7.2 Assists the Medicaid Compliance Officer in legal matters, undertakes audits 9 days ago
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Lead Compliance Officer- Risk & Controls Experis - Charlotte, North Carolina highly motivated Compliance Specialists and Auditors. Lead Compliance Officer for ECBE (Consumer Lending) Locations: CLT, IRVING, MN, DES MOINES, Chandler Consumer Lending/Commercial Banking Nice to Know 2 days ago
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Compliance Analyst Private Equity Firm - New York, NY, United States standards. Responsibilities: Support the Compliance Officer in the daily management and monitoring of the compliance program Administer and maintain the firm’s Code of Ethics, managing personal trading 9 days ago
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Attorney Insight Global / School District - Castleton-on-Hudson, NY, United States /contracts to protect the school from liabilities and to ensure alignment with their board policies, and NYS governmental laws. 2.7.2 Assists the Medicaid Compliance Officer in legal matters, undertakes audits 14 days ago
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Corporate Security Officer - DFW Paycom Payroll Llc - Grapevine, Texas . Remain aware of any changes in company safety procedures. Education/Certification: High School diploma Currently possess a Texas Private Security Bureau Level III Commission (Armed Security Officer 2 days ago
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System Director of Compliance & Privacy Bozeman Health - Bozeman, MT, United States compliance and privacy concerns and serves as the organization’s HIPAA Privacy Officer. Minimum Qualifications : Master’s degree in healthcare related field or compliance certification; other combinations 18 days ago
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