412 Compliance Executive Jobs
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Associate, Compliance - New York Maybank - , NY, United States Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch’s compliance with local laws, regulations, guidelines and standards, as well as Head Office 7 days ago
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Senior Paralegal - Multinational Hedge Fund Simmons & Hanbury - , NY, United States in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance 7 days ago
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Information Assurance Third Party Management (IA TPM) Assessor Capital One - Charlottesville, United States Communicate final reports to stakeholders including Third Party Managers and Accountable Executives Travel 30-50%, which may include offshore locations, to perform multi day assessments Ensure compliance 4 days ago
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Entry Level Associate General Counsel – Innovative Nationally Recognized Subscription Model GenCo Legal® a Division of QPWB - Tampa, FL, United States from consumers to vendors. Regulatory Compliance: Stay abreast of evolving regulations in the areas most impactful to our clients and ensure compliance with applicable laws and industry standards. Risk Management 2 days ago
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General Corporate Counsel Pop-Up Talent - Santa Clara, CA, United States General Corporate Counsel to join our Legal team (Hybrid). RESPONSIBILITIES: Manage the Legal team Collaborate with outside counsel as needed Act as the board secretary for Telenav and ensure compliance 5 days ago
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Account Supervisor - OPR Communications Grayscale - Riverside, CA, United States profitability goals, reviewing client budgets and billings to ensure compliance with established guidelines. Client Engagement: Develop and maintain strong relationships with clients' executive management 2 days ago
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Director of Finance Centurion Selection - Naples, FL, United States objectives and drive growth. Oversee all financial planning, budgeting, and forecasting processes. Manage financial reporting and analysis, providing insights to executive leadership. Ensure compliance 2 days ago
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Vice President, Claims Consultant Brown & Brown - Atlanta, GA, United States by working with Producers to understand their expectations regarding client interactions and the task, authorities and responsibilities to be delegated to the Account Executives. Responsible for overseeing day 2 days ago
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Chief Financial Officer Aligned Solutions- Placement Experts - Miami, FL, United States , company audits, compliance, and bank relationships. They will collaborate with the CEO and the executive team to make decisions regarding company's financial strategy and operations. The candidate 2 days ago
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Compliance Officer Larson Maddox - , TX, United States comprehensive internal memoranda and reports to detail review outcomes, discoveries, and necessary corrective measures for executive review. Collaborate with Risk Management leadership and other stakeholders 2 days ago
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