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926 Compliance Associate Jobs

Compliance Associate Cardea Group - New York, NY, United States Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Yesterday
Compliance Associate Hedge Fund Hire LLC - Quincy, MA, United States • Work with the COO/CCO to review all firm communications with investors and prospects including the company website. Monitor compliance... 3 days ago
Payment Card Industry (PCI) Security Advisor, Principal Associate Capital One - Dover, United States . The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence 12 days ago
Swap Dealer Compliance Associate Phaxis - New York, NY, United States Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance 6 days ago
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Accounting/Compliance Associate David Vaughan Investments, LLC - Peoria, IL, United States looking for an experienced Accounting/Compliance Associate to join our team and provide support to other DVI Associates in both the Accounting and Compliance Departments. The ideal candidate has strong Yesterday
Compliance Associate JCW - Stamford, CT, United States Monitor regulatory changes for the firms main regulators including the SEC, CFTC and NFA. Working on ad-hoc Compliance projects including... 8 days ago
Senior Compliance Associate (Commercial Bank) Social Capital Resources - New York, NY, United States Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and mitigate risks posed to the Bank 6 days ago
Senior Compliance Associate TBG | The Bachrach Group - New York, NY, United States The ideal candidate will have 5+ years of direct investment management compliance experience at an SEC registered Investment Adviser... 8 days ago
Compliance Associate Taylor Root - Stamford, CT, United States Compliance Associate - Growing Hedge Fund Location: Stamford, CT Our client is a distinguished macro hedge fund, managing over $1.4 billion in assets across the United States and Europe, with offices 14 days ago
Associate, Compliance Slate Asset Management - Chicago, IL, United States Associate, Compliance Slate Asset Management Chicago, Illinois, United States About Slate Asset Management Slate Asset Management is a leading real estate focused alternative investment platform 10 days ago

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