Latest Compliance+officer jobs (page 3) - JobisJob United States Mobile

804 Compliance+officer Jobs - page 3

Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Identify and prioritize compliance and regulatory risk associated with the RIAs, as well as identify challenges for the organization... 8 days ago
Vice President, Chief Compliance Officer of Broker-Dealer and RIA Forge - , CA, United States Forge implements a mandatory COVID-19 Vaccination Policy, which applies to all employees. All employees covered by this policy are... 8 days ago
VP AML / OFAC Compliance Officer / Advisory (Financial Security) Crédit Agricole CIB - New York, NY, United States Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well... 8 days ago
Compliance Officer SNI Financial - Chicago, IL, United States COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist 14 days ago
Trust Compliance and Risk Officer Green Key Resources - New York, NY, United States Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal 8 days ago
Compliance Officer-Swap Dealer/Security-Based Swap Dealer Natixis Corporate & Investment Banking - New York, NY, United States Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day 11 days ago
Compliance Officer Simmons & Hanbury - Chicago, IL, United States Our client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices. Role Specifications: Work with the Senior US Compliance Officer 16 days ago
Compliance Officer Amherst - Austin, TX, United States The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage 18 days ago
Compliance Officer - Risk Assessment QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States Our client, a leading investment bank based in New York City, is seeking a dynamic and experienced professional to join their team... 15 days ago
Compliance Associate NextPhase Search - Boston, MA, United States Associate opportunity to join their growing compliance team, currently comprised of the Chief Compliance Officer and a Senior Compliance Associate. The CCO is known to be an excellent manager and mentor 5 days ago

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