28 Securities Compliance Jobs in Charlotte, NC
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Compliance Associate - Private Wealth Legacy Search Advisors - Charlotte, NC, United States with the 40 Act compliance monitoring and testing program EDUCATION AND/OR WORK REQUIREMENTS: Bachelor’s degree or relevant experience Minimum of 4 years of compliance or regulatory experience with a financial 9 days ago
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Financial Services | Field Service Technician Encore Technologies - Charlotte, NC, United States permissions and access rights. Data Backup and Recovery: Implement data backup solutions and assist with data recovery in case of data loss or system failures. Security Compliance: Ensure that IT systems 11 days ago
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Info Security Gov & Risk Specialist Axelon Services Corporation - Charlotte, North Carolina , while ensuring consistent and effective information security administration procedures and processes. Key Responsibilities and Duties: Review industry configuration safeguards and monitor compliance 14 days ago
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Director, IT Compliance Sealed Air Corporation - Charlotte, NC, United States Position Summary The Director has global responsibility for supporting and enforcing the IT Security, Risk and Compliance programs across Sealed Air. He/she will work closely with the leadership 14 days ago
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Director of Treasury - 100% Remote Crackle - Charlotte, NC, United States : Manage the execution of and security controls over Treasury related ACH, Wire and Foreign Exchange payment transactions Provide key support on debt covenant compliance (when applicable), including 14 days ago
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IT Risk Analyst V ICONMA, LLC - Charlotte, North Carolina relationships with subject matters and Technology partners. Partnership and collaboration with Enterprise Risk, Compliance, and Information Security teams is needed evaluate, report, and resolve (as needed) risk 3 days ago
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GRC Security Analyst Enpro Inc. - Charlotte, NC, United States SUMMARY: Enpro is currently seeking a Governance, Risk, & Compliance (GRC) Analyst to join our corporate Information Security Team based in Charlotte, NC. Reporting to the Director of Information 22 days ago
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Capital Market Associate Calculated Hire - Charlotte, NC, United States and various internal and external clients/business partners (Middle Office/Sales, Securities Finance, Compliance, Repo/Funding Desk, counterparty back offices, vendor contacts). Maintain a high level of service 27 days ago
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Executive Director - Enterprise Data and Analytics Sealed Air Corporation - Charlotte, NC, US all aspects of data management, including data collection, storage, governance, automation and reporting, to ensure data quality, security, and compliance. *This role can be remote or based out of Corporate HQ 10 days ago
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Director of Security and Access Control BGSF - Charlotte, NC, United States an equipment lifecycle plan, including audits, battery replacements, and end-of-life preparation. Manage licenses for various security systems, ensuring compliance with regulatory requirements. Design security 27 days ago
Top locations
- Fort Mill, SC (7)
- Rock Hill, SC (5)
- Concord, NC (4)
- Maiden, NC (3)
- Morganton, NC (2)
- Hickory, NC (2)
- Belmont, NC (2)
- Statesville, NC (2)
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