Latest Investment Adviser Compliance jobs in Charlotte, NC - JobisJob United States Mobile

1 Investment Adviser Compliance Jobs in Charlotte, NC

Compliance Manager, Head of Fund & Advisor Inspections Vanguard - Charlotte, NC function. Regulatory, compliance, investment, or auditing experience preferred. Supervisory experience preferred. Working knowledge of the securities industry, along with the Investment Company Act of 1940 9 days ago

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Columbia, SC (1)