Risk Compliance Jobs in Charlotte, NC

Calculated Hire - Charlotte, NC, United States

settlements. - Ensure compliance with all legal, regulatory, and operational risk controls. - Responsible for daily DTC settlement and fail control processing across domestic settlement markets for all DTC

from: linkedin.com - 10 days ago

PwC - Charlotte, United States

responsibly. Follow risk management and compliance procedures. Keep up-to-date with developments in area of specialism. Communicate confidently in a clear, concise and articulate manner - verbally Competitive

from: efinancialcareers.com - 10 days ago

Calculated Hire - Charlotte, NC, United States

risk standpoints. Act as a liaison between settlement and various internal and external clients/business partners (Middle Office/Sales, Securities Finance, Compliance, Repo/Funding Desk, counterparty

from: linkedin.com - 10 days ago

tekHouse - Charlotte, NC, United States

. tekHouse helps clients design and manage advanced solutions in IT governance, data management, security, applications, and compliance. We pride ourselves on providing holistic, cutting-edge technology

from: linkedin.com - 17 days ago

Wells Fargo - Charlotte, NC

as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture

from: Dice.com - 11 days ago

Microban International - Charlotte, NC, United States

hazards. Implement new safety and health protocols, policies, and measures to ensure compliance with regulations. Track all metrics and trends associated with Safety such as Near-misses and associated risk

from: linkedin.com - 19 days ago

Blue Signal Search - Charlotte, NC, United States (+1 location)

, managing risks, and driving key decisions with executive leadership. Optimize and manage the product development process to drive efficiency and compliance. Define and implement best-in-class tools

from: linkedin.com - 19 days ago

USAA - Charlotte, United States

from marketing activities and the job role Ensures risks associated with marketing activities are effectively identified, measured, monitored, and controlled Follows written risk and compliance policies, standards Competitive

from: efinancialcareers.com - 11 days ago

Calculated Hire - Charlotte, NC, United States

and enterprise functions on financial reporting or information technology governance, and controls and oversight matters • Identify compliance and risk management requirements for supported area • Provide

from: linkedin.com - 25 days ago

USAA - Charlotte, United States

review process compliant with the written risk and compliance policies and procedures which require independence. We offer a flexible work environment that requires an individual to be in the office 4 days Competitive

from: efinancialcareers.com - 11 days ago