Broker Jobs in Charlotte, NC

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Settlement Specialist  

Calculated Hire - Charlotte, NC, United States

of trade settlement including DTCC and FED eligible securities. - Working knowledge of Prime Broker operations. - Working knowledge of Stock Loan and Repo process. - Working knowledge of industry Regulatory

from: linkedin.com - 14 days ago

AML Officer  

Phaxis LLC - Charlotte, North Carolina

Must have at least 10 years work experience with a minimum of 7 years of direct experience in a self-clearing US broker-dealer operating in the wealth management space Significant prior exposure

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from: resume-library.com - 4 days ago

Financial Planning Consultant (Required: Series 7/66 or 63/65 combo) (Remote: Pacific NW - MT, ID, WA, CA, OR, UT, CO)  

Avantax Planning Partners - Charlotte, NC, United States

, and in Broker/Dealer business, including Retirement Plans, Annuities, etc. Partner with Client Development Specialists who create plans for the CPAs to identify leads, and opportunities for existing clients

from: linkedin.com - 21 days ago

Capital Markets Associate  

Calculated Hire - Charlotte, NC, United States

standpoints Working knowledge of trade settlement including DTCC and FED eligible securities Working knowledge of Prime Broker operations Working knowledge of Stock Loan and Repo process Working knowledge

from: linkedin.com - 14 days ago

Fund Accounting Controller/Director  

Element 78 Partners, LLC - Charlotte, North Carolina

team's liaison with prime brokers and custodians Review of fund's capital calls and distributions, and fund expense payments and budgeting Responsible for management company oversight as it relates

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from: resume-library.com - 4 days ago

Analyst, Acquisitions  

Sagard Real Estate - Charlotte, NC, United States

quantitative abilities including technical knowledge of real estate finance concepts • Ability to effectively communicate with internal committees, partners, brokers, attorneys, and consultants • Proficiency

from: linkedin.com - 14 days ago

Employee Benefits Account Manager - Insurance - California Remote  

Insurance Relief - Charlotte, NC, United States

to partner with a staffing expert and ally who understands your unique skills and needs. With vast experience in the insurance arena, Insurance Relief™ works with brokers, carriers, and third-party

from: linkedin.com - 14 days ago

Marketing and Underwriting Specialist  

Great American Insurance Group - Charlotte, North Carolina

is preferred. Must have experience establishing and building strong relationships with agents and brokers. Must have excellent written and verbal communication skills. Position requires regular travel

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from: resume-library.com - 5 days ago

Material Damage Specialist - Remote with Travel  

Preferred Mutual Insurance Company - Charlotte, NC, United States

. • Develop a rapport with brokers and agency partners in his or her territory. • Work with Claims Leadership and other teams to achieve departmental and corporate goals. • Lead industry research initiatives

from: linkedin.com - 15 days ago

Financial Advisor (PAID LICENSING)  

Northwestern Mutual - Charlotte, NC, United States

5 Independent Broker-Dealer Ranked 90 on the esteemed 2020 FORTUNE 500 list $400 million donated through the NM Foundation 455,000 hours donated toward Children’s Cancer Research A culture

from: linkedin.com - 16 days ago


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Broker in Charlotte, nc