Compliance Assistant Jobs in Brooklyn, NY

PLS Financial Services, Inc. - Staten Island, New York (+1 location)

Assisting the Assistant Store Manager with developing and motivating store employees who exceed internal and external customer expectations Ensuring compliance with federal, state, and local regulations

from: resume-library.com - 7 days ago

In House Jobs | JDHuntr - New York City, NY

Counsel, Litigation will be responsible for assisting the Chief Compliance & Litigation Officer and Assistant General Counsel, Litigation with the handling, management, and resolution of litigation and pre

from: get.it - More than 30 days ago

Syntricate Technologies Inc - Whippany, New Jersey

Trading, Operations, Compliance workflows & Analytics) and/or Specific COTS products knowledge in Investments Banking Domain (PAM, Murex, Numerix, PMU) Regards, Ashutosh Pasbola Assistant Manager

from: resume-library.com - 9 days ago

Jobot - New York, NY

compliance with best practices. Act as a resource and subject matter expert for the Department as well as firm attorneys and assistants on conflict of interest and any and all matters related to the intake $150,000 - $160,000/Year

from: careerbuilder.com - 2 days ago

Creative Financial Staffing - New York, NY

, training, maintaining strong employee relationships Collaborate with external auditors at year end Ensure compliance with local, state, and federal gov't requirements Ad hoc analysis and projects $120,000 - $140,000/Year

from: careerbuilder.com - 17 days ago