Legal Adviser Jobs

Paralel Technologies - Denver, CO, United States

as a primary client contact, managing the day-to-day legal operation of client funds. Prepare regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933

from: linkedin.com - 6 days ago

DWS Group - Chicago, IL, United States

required; JD or other advanced degree preferred. Previous relevant legal or compliance experience with knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940 and other regulations

from: linkedin.com - 3 days ago

City of Greeley - Greeley, CO

in accordance with the highest ethical and professional standards. We represent the City of Greeley and act as legal adviser to the City Council, other city officials, and the city departments, boards $20.00 - $30.00 Hourly

from: Governmentjobs.com (+1 source) - 4 days ago

Larson Maddox - Chicago, IL, United States

. Familiarity with the Expert Network industry. Compliance or legal background with an investment adviser or broker-dealer. Strong organizational and research skills. Ability to manage multiple tasks effectively

from: linkedin.com - 6 days ago

Atlantic Group - , CT, United States

providers, including transfer agents, fund accountants, and auditors, as well as with internal constituents (including in-house legal counsel); and • Assist the firm’s investment adviser compliance team

from: linkedin.com - 6 days ago

PartnerRe - Stamford, Connecticut

, while retaining independence as legal adviser Identify, manage and mitigate legal, regulatory and reputational risks Provide assistance and support to the company and fellow legal team members on a wide

from: resume-library.com - 9 days ago

The Quest Organization - , CT, United States

with legal counsel and tax advisers to implement wealth transfer strategies, tax planning, asset protection solutions, and philanthropic initiatives. Support of tax preparation and coordination with outside

from: linkedin.com - 14 days ago

Leffler Search - Chicago, IL, United States

into private equity funds, managed accounts, and similar vehicles. Offer strategic guidance to fund managers, financial sponsors, investors, and advisers. Ensure compliance with relevant regulations and legal

from: linkedin.com - 17 days ago

BNY Mellon - New York County, New York (+1 location)

develop and implement procedures to meet existing and upcoming requirements. Maintains strong working relationships with peer compliance teams, senior management, Legal and Risk Conducts fund and adviser

from: resume-library.com (+1 source) - 3 days ago

Calfee, Halter & Griswold LLP - Cincinnati, OH, United States

is not a law firm and does not provide legal services. It supports advisers in the development and administration of their compliance programs. The Compliance Operations and Risk Consultant supports registered

from: linkedin.com - 17 days ago