Compliance Associate Jobs

Phaxis - New York, NY, United States (+1 location)

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance

from: linkedin.com (+1 source) - Yesterday

JCW - Stamford, CT, United States

Monitor regulatory changes for the firms main regulators including the SEC, CFTC and NFA. Working on ad-hoc Compliance projects including...

from: linkedin.com - 3 days ago

Capital One - Harrisonburg, United States (+9 locations)

. The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence

from: us.lifeworq.com - 21 days ago

Social Capital Resources - New York, NY, United States

Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and mitigate risks posed to the Bank

from: linkedin.com - Yesterday

TBG | The Bachrach Group - New York, NY, United States

The ideal candidate will have 5+ years of direct investment management compliance experience at an SEC registered Investment Adviser...

from: linkedin.com - 3 days ago

HCA Healthcare - Fort Lauderdale, United States

program faculty, including rotation- and site directors, core- and teaching faculty, and Associate Program Director[s]. f) Evaluate, mentor and guide residents and other learners, in compliance

from: us.lifeworq.com - 16 days ago

Taylor Root - Stamford, CT, United States

Compliance Associate - Growing Hedge Fund Location: Stamford, CT Our client is a distinguished macro hedge fund, managing over $1.4 billion in assets across the United States and Europe, with offices

from: linkedin.com - 9 days ago

Maybank - , NY, United States

Upon notification from Group Compliance, as and when they update the “Global Country Risk Rating”, update internal AML /CFT Country...

from: linkedin.com - 3 days ago

Capital One - Newark, United States (+7 locations)

toward preventive and automated controls management. Additionally, you will collaborate closely with associates in our cyber and broader technology organization, as well as enterprise risk management

from: us.lifeworq.com - 7 days ago

Slate Asset Management - Chicago, IL, United States

Associate, Compliance Slate Asset Management Chicago, Illinois, United States About Slate Asset Management Slate Asset Management is a leading real estate focused alternative investment platform

from: linkedin.com - 5 days ago