Compliance Associate Jobs

Madison, WI, United States

ROLE TITLE: Enterprise Compliance Associate **Willing to consider hybrid candidates from Illinois with the expectation of 1 day onsite per week. Purpose: Assist with maintaining Company’s Global

from: linkedin.com - 11 days ago

Alternative Asset Manager - Greenwich, CT, United States

Compliance Associate Location: Greenwich, CT (In-Office, 5 days/week) The Opportunity: Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General

from: linkedin.com - 5 days ago

Capital One - Richmond, United States

(e.g., CCAR, ILST and other resilience analysis), regulatory requirements (e.g., Basel), overall liquidity, market, and capital risk management frameworks, and regulatory compliance. In a time of banking

from: us.lifeworq.com - 2 days ago

Ascendo Resources - Miami, FL, United States

Lead ongoing training programs and provide expert guidance on compliance matters, while establishing internal controls to detect and...

from: linkedin.com - 3 days ago

Atlantic Group - , CT, United States

Tracking and management of compliance processes such as best execution, proxy voting, outside business activities, conflicts of interest...

from: linkedin.com - 5 days ago

Capital One - McLean, United States

(e.g., CCAR, ILST and other resilience analysis), regulatory requirements (e.g., Basel), overall liquidity, market, and capital risk management frameworks, and regulatory compliance. In a time of banking

from: us.lifeworq.com - 2 days ago

Leeds Professional Resources - Miami, FL, United States

Ensure that all team members are aware of the procedures to be followed to adhere to compliance requirements. Assist Regulatory Authorities...

from: linkedin.com - 3 days ago

Beacon Hill - New York, NY, United States

Compliance Associate Beacon Hill Legal is searching for a Compliance Associate for a financial trading firm's Downtown Manhattan office. This role has a salary ranging from $140,000 to $170,000

from: linkedin.com - 14 days ago

Wimmer Solutions - Billerica, MA, United States

SENIOR ASSOCIATE COMPLIANCE - (Product Quality) Billerica, MA (Onsite) 22622 At Wimmer Solutions, we believe care creates community. We work smart; we have built a reputation for results-oriented

from: linkedin.com - 3 days ago

Octagon Credit Investors - New York, NY, United States

where everyone’s voice is heard, every idea counts, and the differences of our employees are valued. Position Summary: The Associate or Senior Associate is responsible for supporting the Compliance team

from: linkedin.com - 17 days ago