Trade Compliance Jobs in San Francisco, CA

Penserra Capital Management - San Francisco, CA, United States

officers of affiliated businesses with general compliance activities such as on-going compliance training, reviewing employee emails and texts, reviewing employee personal trade requests, maintaining

from: linkedin.com - 9 days ago

Dodge & Cox - San Francisco, California

restrictions Perform daily pre and post trade investment compliance monitoring and coordinate with Portfolio Managers, Traders, Portfolio Implementation, Client Service, Operations, Technology, and Legal

from: snapjobsearch.com - 14 days ago

Info Way Solutions LLC - Fremont, California

(GCIA) models and documentation. Build and maintain MBSE-based metrics for the programs TPMs, Trades, Risks, and Design Decision Memorandums (DDMs). Provide program metrics on the maturation

from: resume-library.com - 11 days ago

Jobot - Sausalito, CA

: Our Client is a California-based, woman and minority owned boutique political compliance law firm that empowers Fortune 500 companies, trade associations, non-profits and individuals with innovative, timely $95,000 - $150,000/Year

from: careerbuilder.com - 9 days ago