Regulatory Specialist Jobs in New York, NY

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Regulatory Relations Specialist  

Natixis Corporate & Investment Banking - New York, NY, United States

Regulatory Relations provides centralized management of activities with the firm’s local regulators. As part of the Regulatory Affairs Department (“RAD”), the Regulatory Relations Specialist

from: linkedin.com - 19 days ago

Manager - KYC Compliance Advisor  

Capital One - New York, United States

, or compliance risk management, or KYC project management. At least 6 years of experience in Legal, or 6 years of experience in Audit, or previous regulator. Certified Regulatory Compliance Manager (CRCM

from: us.lifeworq.com - 2 days ago

Senior QA Specialist  

RegenLab USA - New York, NY, United States

in our products. As we continue to grow, we are seeking a dedicated and detail-oriented Senior Quality Assurance Specialist to join our dynamic team. Position Overview: As a Senior Quality Assurance Specialist

from: linkedin.com - 3 days ago

Senior Quality Assurance Specialist  

RegenLab USA - New York, NY, United States

in our products. As we continue to grow, we are seeking a dedicated and detail-oriented Senior Quality Assurance Specialist to join our dynamic team. Position Overview: As a Senior Quality Assurance Specialist

from: linkedin.com - 3 days ago

Contingency, Resolution and Regulatory Engagement Specialist - Assistant Vice President  

Deutsche Bank - New York, United States

Job Description: Job Title Contingency, Resolution and Regulatory Engagement Specialist Corporate Title Assistant Vice President Location New York, NY Overview This role is within the Contingency salary range for this position in New York City is $100,000 - $142,250

from: efinancialcareers.com - 14 days ago

FRTB Risk Policy SME  

TSR Consulting Services, Inc. - , NY, United States

that are responsible for ensuring the regulatory capital requirements are followed; Professional approach and presentation; Ability to work and thrive across a multi-location team of technical specialists; Professional

from: linkedin.com - 5 days ago

Agency Securities Lending Sales Specialist - Vice President  

Deutsche Bank - New York, United States

of the client need / product detail and Bank's capabilities with the aim of meeting client satisfaction expectations. The Sales Specialist will be conversant in relevant legal, regulatory and Bank policy salary range for this position in New York City is $130,000 to $200,000

from: efinancialcareers.com - 13 days ago

Reinsurance Analyst II (Transactional Services)  

Marsh McLennan - New York, NY, US

colleagues at all levels. Previous knowledge of reinsurance and/or insurance concepts preferred. Knowledge of contract law, contract provisions, reinsurance concepts and principles, basic regulatory controls

from: jobvertise.com - 9 days ago

Manager - KYC Compliance Advisor  

Capital One - New York, United States

, or compliance risk management, or KYC project management. At least 6 years of experience in Legal, or 6 years of experience in Audit, or previous regulator. Certified Regulatory Compliance Manager (CRCM Competitive

from: efinancialcareers.com - 8 days ago

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Risk, Operational Risk- Vice President - New York, NY  

Goldman Sachs - New York, United States

these impact the existing risk assessment program and working with the Operational Risk Coverage and Specialist teams to facilitate the assessment changes Remaining current on business, regulatory and industry Competitive

from: efinancialcareers.com - 9 days ago


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