Regulatory Compliance Manager Jobs in New York, NY

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

Assessment Manager. The successful candidate will play a crucial role in ensuring compliance with industry regulations and managing risk within the financial services sector. Responsibilities: - Conduct

from: linkedin.com - 8 days ago

Optima Partners - New York, NY, United States

Optima Partners is looking for an Associate Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture

from: linkedin.com - 8 days ago

Capital One - New York, United States

of businesses and teams to deliver KYC requirements and monitor compliance with regulatory standards. The KYC Compliance Manager will implement initiatives that continuously improve KYC soundness across

from: us.lifeworq.com - Yesterday

Sia Partners - New York, NY, United States

, but to the growth and development of our people. Job Description Sia Partners is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients

from: linkedin.com - Yesterday

Valley Bank - New York, NY, United States

initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains

from: linkedin.com - 5 days ago

Goldman Sachs - New York, United States

interview, presentation, written communication, time management, and analytical skills Integrity, motivation, intellectual curiosity, and enthusiasm Preferred Qualifications: Prior experience in compliance Competitive

from: efinancialcareers.com - Yesterday

24 Seven Talent - New York, NY, United States

Junior Regulatory Leads, and supervise their work Regulatory Affairs Manager Qualifications: 4+ years regulatory compliance/submissions experience Undergraduate degree or similar certification Advanced

from: linkedin.com - 7 days ago

Crédit Agricole CIB - New York, NY, United States

corporate compliance and regulatory requirements. He/she provides support to other IGE Managers for assignments where regulatory compliance expertise is needed. He/she monitors and validates

from: linkedin.com - 7 days ago

Goldman Sachs - New York, United States

to all Compliance policies, procedures and regulatory obligations Supporting team manager in day-to-day oversight as well as strategic initiatives Responding promptly and knowledgeably to queries from clients Competitive

from: efinancialcareers.com - Yesterday

Valley Bank - New York, NY, United States (+1 location)

) etc. Participates in and supports CRA initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance

from: linkedin.com - 7 days ago