Global Compliance Services Jobs in New York, NY

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Global shares, assistant general counsel, vice president/ executive director  

Jpmorgan Chase & Co - New York, United States

with Global Share management and other functions such as Compliance as required; Help to monitor relevant legislation and regulations affecting Global Shares, engaging with Compliance and Risk Management

from: us.lifeworq.com (+1 source) - Yesterday

CUSO Compliance Risk Assessment Officer  

Crédit Agricole CIB - New York, NY, United States

and excel preferred Essential Skills Minimum 7 years overall experience in Compliance or Risk Management in the financial services industry, with 2-3 years preferably in a Compliance Risk Assessment related

from: linkedin.com - 18 days ago

General Counsel Investment Research  

Morgan Stanley - New York, NY, United States

and implementing policy and managing compliance with all relevant aspects of regulatory guidelines including the SRO analyst independence rules, Regulation AC, the global research analyst settlement; reviewing

from: linkedin.com - 29 days ago

VP, Global Legal Affairs & Compliance (GLAC) and Enterprise Services & Public Affairs (ESPA) Communications  

Citi - New York, United States

& Compliance (GLAC) is a Vice President/Assistant Vice President and key member within the Enterprise Services and Public Affairs organization. This role will work with senior leadership and partners throughout $129,840.00 - $194,760.00

from: efinancialcareers.com - 14 days ago

Chief Information Officer  

LVMH - New York, NY, United States

, patching, back-up, DRP, compliance with security procedures...) are always applied with discipline. Guarantees business continuity and cyber resilience through close partnership with the Global Group Cyber

from: linkedin.com - 22 days ago

Director- Equity Capital Markets Compliance Advisor  

BNP Paribas - New York, NY, United States

reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s

from: linkedin.com - 22 days ago

Greater Impact Experience Legal Fellow (ECPG)  

Maximus - New York City, NY (+1 location)

Position Summary: This position offers a rare and exciting opportunity to gain real-world experience in legal compliance, contract law, employment law and privacy law within a publicly traded, global

from: Maximus - 7 days ago

Vice President, US Banks Emerging Technology Risk Oversight & Management  

Morgan Stanley - , NY, United States

Division U.S. Banks Non-Financial Risk Operational Risk Department (ORD) Locations New York, Baltimore, Alpharetta Morgan Stanley is a leading global financial services firm providing a wide range

from: linkedin.com - 27 days ago

Senior Compliance Sanctions Officer (SVP) - Securities Services  

Citi - New York, United States

regulations, risks and typologies Broad knowledge of global capital markets products Understanding of securities services and trading Knowledge of securities settlements processes and transactions flows Ability $176,720.00 - $265,080.00

from: efinancialcareers.com - 6 days ago

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Greater Impact Experience Legal Fellow (CGPE)  

Maximus - New York City, NY (+1 location)

, global, government services corporation. The selected fellow will rotate in all four areas of the legal department to gain knowledge of general business principles, corporate organizational structure

from: Maximus - 5 days ago


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