Global Compliance Services Jobs in New York, NY
Jpmorgan Chase & Co - New York, United States
with Global Share management and other functions such as Compliance as required; Help to monitor relevant legislation and regulations affecting Global Shares, engaging with Compliance and Risk Management
from: us.lifeworq.com (+1 source) - Yesterday
Crédit Agricole CIB - New York, NY, United States
and excel preferred Essential Skills Minimum 7 years overall experience in Compliance or Risk Management in the financial services industry, with 2-3 years preferably in a Compliance Risk Assessment related
from: linkedin.com - 18 days ago
Morgan Stanley - New York, NY, United States
and implementing policy and managing compliance with all relevant aspects of regulatory guidelines including the SRO analyst independence rules, Regulation AC, the global research analyst settlement; reviewing
from: linkedin.com - 29 days ago
Citi - New York, United States
& Compliance (GLAC) is a Vice President/Assistant Vice President and key member within the Enterprise Services and Public Affairs organization. This role will work with senior leadership and partners throughout $129,840.00 - $194,760.00
from: efinancialcareers.com - 14 days ago
LVMH - New York, NY, United States
, patching, back-up, DRP, compliance with security procedures...) are always applied with discipline. Guarantees business continuity and cyber resilience through close partnership with the Global Group Cyber
from: linkedin.com - 22 days ago
BNP Paribas - New York, NY, United States
reports into the U.S. Head of Global Equities Compliance. The Compliance Officer covering the ECM businesses will be part of a larger team responsible for compliance coverage and challenge for the firm’s
from: linkedin.com - 22 days ago
Maximus - New York City, NY (+1 location)
Position Summary: This position offers a rare and exciting opportunity to gain real-world experience in legal compliance, contract law, employment law and privacy law within a publicly traded, global
from: Maximus - 7 days ago
Morgan Stanley - , NY, United States
Division U.S. Banks Non-Financial Risk Operational Risk Department (ORD) Locations New York, Baltimore, Alpharetta Morgan Stanley is a leading global financial services firm providing a wide range
from: linkedin.com - 27 days ago
Citi - New York, United States
regulations, risks and typologies Broad knowledge of global capital markets products Understanding of securities services and trading Knowledge of securities settlements processes and transactions flows Ability $176,720.00 - $265,080.00
from: efinancialcareers.com - 6 days ago
Maximus - New York City, NY (+1 location)
, global, government services corporation. The selected fellow will rotate in all four areas of the legal department to gain knowledge of general business principles, corporate organizational structure
from: Maximus - 5 days ago
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