Environment Compliance Officer Jobs in New York, NY

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Compliance Officer - Personal Trade Surveillance  

PIMCO - New York, United States

are required. The Compliance Officer's key responsibilities include, but are not limited to the following: Support the development and implementation of the Code of Ethics compliance program, working closely Competitive

from: efinancialcareers.com - Yesterday

PWM Senior Risk Officer  

Morgan Stanley - New York, United States

with the Complex Manager and other Risk Officers within the Complex, the PWM Senior Risk Officer has accountability in the Complex for maintaining a consistent control environment through adherence of business between $150,000 and $185,000 per year

from: efinancialcareers.com - 4 days ago

Head of Tax - NYC  

Rokt - New York, NY

Accounting Officer. Responsibilities Lead the company’s tax department, building and managing a team of individuals and fostering a positive work environment that aligns with company values Own the monthly 210,000 - 235,000

from: workable.com - More than 30 days ago

Compliance, Federation Compliance - Regulatory Transaction Reporting, Vice President  

Goldman Sachs - New York, United States

candidate for Federation Compliance will satisfy some or all of the following criteria: At least 5 years of work experience including 3 years as a compliance officer or in a risk management or control Competitive

from: efinancialcareers.com - 5 days ago

National Risk Officer  

Morgan Stanley - New York, United States

of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer (ARRO/RRO), the National Risk Officer has accountability for maintaining between $100000 and $180000 per year

from: efinancialcareers.com - 7 days ago

Senior Manager, Markets Compliance Officer  

Scotiabank - New York City, NY, US

. Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in relevant

from: Scotiabank - More than 30 days ago

Compliance Auditor Consultant  

Michael Page - New York, NY

impacting or delaying audit execution in a timely manner, and discuss relevant information on assigned audits and the risk and control environment. Collaborate with stakeholders, including compliance officers $65.00 - $70.00/Hour

from: careerbuilder.com - 16 days ago


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