Compliance Control Room Jobs in New York, NY
BNP Paribas - New York, NY, United States
will be responsible for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues with primary responsibility for Sales and Trading, Compliance Control Room, Investment Banking
from: linkedin.com - 21 days ago
Alliance Sourcing Network - New York City, NY
. You will be in constant relation with other group entities both internal (Front Office trading, Middle Office, Back Office, Compliance, IT, Product Control, Project Management) and external (clients, brokers etc $35 - $45
from: Dice.com - 17 days ago
Scotiabank - New York City, NY, US
business initiatives or other ad-hoc projects. Work closely with the Control Room personnel on conflicts issues, including issues related to chaperoning of Research and Investment Banking interactions
from: Scotiabank - More than 30 days ago
Michael Page - New York, NY
of the Securities Act. Conduct quarterly Section 13F filings. Aid in developing the Control Room Compliance program, including policy and technology enhancements. Coordinate with the Surveillance team regarding $100,000 - $150,000/Year
from: careerbuilder.com - 15 days ago
NBCUniversal - Stamford, Connecticut
and control rooms. The main duties of this position are the support of all broadcast systems and technology within the Stamford Sports facility for day of air live programs, troubleshooting of broadcast
Register your RESUMEfrom: resume-library.com - Yesterday
Wyndham Hotels & Resorts - Parsippany, NJ, US
by our franchisees; help assess design and operating effectiveness of controls in compliance with the Sarbanes Oxley Section 404 provision; perform audit test work under the direction of management on ongoing
from: Wyndham Hotels & Resorts - 7 days ago
42 North Dental - Ho-Ho-Kus, New Jersey
compliance to infection control, CDC, OSHA and HIPPA Maintain dental supply inventory Perform other related job duties as assigned Qualifications: Knowledge of dental procedures and terminology C.D.A
Register your RESUMEfrom: resume-library.com - 20 days ago
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