Compliance Control Room Jobs in New York, NY

1 to 7 of 7 vacancies

Sort by:  Date | Relevance

Director- Equity Capital Markets Compliance Advisor  

BNP Paribas - New York, NY, United States

will be responsible for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues with primary responsibility for Sales and Trading, Compliance Control Room, Investment Banking

from: linkedin.com - 21 days ago

FX Middle Office Trade Support  

Alliance Sourcing Network - New York City, NY

. You will be in constant relation with other group entities both internal (Front Office trading, Middle Office, Back Office, Compliance, IT, Product Control, Project Management) and external (clients, brokers etc $35 - $45

from: Dice.com - 17 days ago

Manager, CIB & Research Compliance Officer  

Scotiabank - New York City, NY, US

business initiatives or other ad-hoc projects. Work closely with the Control Room personnel on conflicts issues, including issues related to chaperoning of Research and Investment Banking interactions

from: Scotiabank - More than 30 days ago

AVP - Control Room Compliance  

Michael Page - New York, NY

of the Securities Act. Conduct quarterly Section 13F filings. Aid in developing the Control Room Compliance program, including policy and technology enhancements. Coordinate with the Surveillance team regarding $100,000 - $150,000/Year

from: careerbuilder.com - 15 days ago

Broadcast Engineer - NBC Sports  

NBCUniversal - Stamford, Connecticut

and control rooms. The main duties of this position are the support of all broadcast systems and technology within the Stamford Sports facility for day of air live programs, troubleshooting of broadcast

Register your RESUME

from: resume-library.com - Yesterday

Audit Services/Business Intelligence Intern  

Wyndham Hotels & Resorts - Parsippany, NJ, US

by our franchisees; help assess design and operating effectiveness of controls in compliance with the Sarbanes Oxley Section 404 provision; perform audit test work under the direction of management on ongoing

from: Wyndham Hotels & Resorts - 7 days ago

Dental Assistant - Part Time  

42 North Dental - Ho-Ho-Kus, New Jersey

compliance to infection control, CDC, OSHA and HIPPA Maintain dental supply inventory Perform other related job duties as assigned Qualifications: Knowledge of dental procedures and terminology C.D.A

Register your RESUME

from: resume-library.com - 20 days ago


Get email alerts for: Compliance Control Room Jobs in New York, ny

Top locations

Loading map...

Top locations near New York, NY hiring now Compliance Control Room Jobs:

Login through

JobisJob Tutorial

Visit our Help Centre

JobisJob Forum

Start a Discussion and Share your Insights.

Join

Share Options

Filter jobs by

Related sections

My recent searches
You have no recent searches at the moment.
Use our Job Search to find your new job.

Refine your search