Chief Compliance Officer Jobs in New York, NY

Rutherford - , NY, United States

compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer

from: linkedin.com - 3 days ago

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 3 days ago

bizjobz LLC - New York, NY, US

and casualty classes. Vice-President, Accounting & Reporting Responsibilities: Direct reporting line to the Chief Accounting Officer/Group Controller. Supervise all accounting functions pertaining

from: jobvertise.com - 4 days ago

SK Capital Partners - , NY, United States

Counsel & Chief Compliance Officer. The Compliance and Legal Analyst will support SK Capital in a variety of matters, including regulatory compliance, internal corporate governance, fund formation

from: linkedin.com - 5 days ago

Hunterbrook Media - , NY, United States

, with a strong preference for applicants licensed to practice in New York. The Media Counsel reports directly to the General Counsel & Chief Compliance Officer. The Media Counsel will also work closely

from: linkedin.com - 5 days ago

Morgan Stanley - New York, United States

to the GFC Chief Operating Officer and has several direct reports. What We're Looking for in You 4 year college degree with outstanding academic credentials 10 years professional experience in an Anti-Money between $160,000 and $250,000 per year

from: efinancialcareers.com - Yesterday

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer

from: linkedin.com - 12 days ago

Delphi Capital Management - New York, NY, United States

have 2-5 years of experience in fundamental credit analysis and/or investment manager due diligence. DESCRIPTION Our team is comprised of investment managers and analysts who report to the Chief Investment

from: linkedin.com - 6 days ago

Citi - New York, United States

and the Chief Operating Officer as well as the Markets, Services, Banking and International, Personal Banking & Wealth Management and Legacy Franchises businesses. The BRL Group is a trusted partner, providing $170,000.00 - $300,000.00

from: efinancialcareers.com - 10 days ago

Larson Maddox - New York, NY, United States

you do and how well you do it. Role Overview: The Chief Compliance Officer (CCO) will be the candidate's point of contact. The purpose of the position is to support our client's Registered Investment Advisory

from: linkedin.com - 15 days ago