528 Risk Compliance Jobs in New York, NY - page 3
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Systematic Commodities Portfolio Manager Venture Search - , NY, United States . · Monitor and manage portfolio risk, ensuring compliance with established risk parameters. · Stay abreast of market trends, economic indicators, and geopolitical events · Foster a culture of continuous 6 days ago
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Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States ; Surveillance; Political Contributions, Gifts & Entertainment, Third Party Risk Management; and the AML program. DIVISION DESCRIPTION: The Compliance department acts as Second Line of Defense of the corporate 7 days ago
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Trade Finance Marketing AVP Bank of China USA - New York, NY, United States communication with other branches for business cooperation and product development Respond to general customer enquiries about factoring products and services Compliance and Risk Control Follow the Bank’s policy 7 days ago
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Credit Analyst - Energy/Infrastructure Finance (Project Finance) Fusion Staffing Partners - New York, NY, United States opinions to senior management Confirm that transactions are in compliance with the bank's risk appetite and consistent with financing guidelines Confirm that transactions are in compliance with external 6 days ago
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Compliance Analyst The Goodkind Group, LLC - New York, NY, United States a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment Maintain and update controls designed to achieve compliance with various Capital 7 days ago
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Counterparty Risk Internal Auditor Insight Global - New York, NY, United States for the wholesale lending business. The team is focused on regulatory matters where they are looking at their entire portfolio of products, monitoring the credit & counterparty risk associated with trading activities 6 days ago
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Chief Compliance Officer Fast Lab Tech : Fast, Simple COVID Testing & More In NYC - , NY, United States , implement, and oversee a comprehensive compliance program. Develop and update compliance policies and procedures. Conduct regular compliance risk assessments and audits. Ensure compliance with all applicable 7 days ago
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Investment Analyst TBG | The Bachrach Group - New York, NY, United States as needed. • Help review all contracts, leases, vendor and license agreements in order to determine compliance with the requirements of established risk management guidelines, insurance provisions and banking 6 days ago
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Compliance Managing Director Private Equity Firm - New York, NY, United States and report on compliance risks and issues to senior management. Provide guidance on regulatory matters and ensure compliance with industry standards. Stay updated on regulatory changes and implement necessary 7 days ago
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VP, Enterprise Risk Management and Regulatory Watch-Change Management Crédit Agricole CIB - New York, NY, United States years in a risk and/or compliance discipline within Banking / Financial Services Industry. Prior experience in Enterprise Risk roles for a US or Foreign Banking Organisation in the US. Competencies 7 days ago
Top locations
- Jersey City, NJ (103)
- Newark, NJ (29)
- Brooklyn, NY (27)
- Princeton, NJ (24)
- Edison, NJ (24)
- Stamford, CT (23)
- The Bronx, NY (23)
- New Brunswick, NJ (22)
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