84 Compliance Advisor Jobs in Los Angeles, CA - page 2
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Senior Wealth Manager, Westlake Village, CA Savvy Wealth - Westlake Village, CA, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
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Senior Wealth Advisor, Westlake Village, CA Savvy Wealth - Westlake Village, CA, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth More than 30 days ago
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VP of Portfolio Risk, Growing RIA! Goodwin Recruiting - Los Angeles, California, US We're seeking a Vice President to join our Risk team within our expanding Legal, Compliance, and Risk Department at one of the nation's fastest-growing independent SEC-registered investment advisors More than 30 days ago
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Controller Devana Group - Los Angeles, CA, United States and support as needed - Collaborate with other departments to develop and implement strategies for cost control and revenue growth - Serve as a key point of contact for external auditors, tax advisors $100000.00-$125000.00 per month More than 30 days ago
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Wealth Management Solutions Consultant Cetera Financial Group - El Segundo, CA, United States including Advisory Sales, Growth Officers, Financial Planning, Advanced Planning Due Diligence, Compliance, Supervision, and Operations. Product Solutions Consultant will provide education to advisors through 19 days ago
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VP of Finance Jobot - Los Angeles, CA to enhance financial performance and business opportunities. 9. Ensure compliance with federal, state, and local legal requirements by researching existing and new legislation, consulting with outside advisors $160,000 - $228,000/Year Yesterday
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**Corporate Controller** Jobot - Los Angeles, CA and maintain strong internal controls to safeguard company assets and ensure compliance with financial regulations. Manage relationships with external auditors, tax advisors, and other financial partners. Lead $225,000 - $275,000/Year 14 days ago
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Senior Wealth Manager, Monterey Park, CA Savvy Wealth - Monterey Park, CA, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth 24 days ago
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Director of Finance Jobot - Los Angeles, CA with relevant regulations and standards. Tax and Compliance: Oversee tax planning, compliance, and reporting, working closely with external auditors and tax advisors. Investment Analysis: Evaluate potential $170,000 - $180,000/Year 17 days ago
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Senior Wealth Advisor, Montebello, CA Savvy Wealth - Montebello, CA, United States software that streamlines CRM, operations, compliance, client service, marketing, and lead generation, allowing advisors to scale efficiently while delivering a superior client experience. As a Senior Wealth 24 days ago
Top locations
- Irvine, CA (16)
- El Segundo, CA (4)
- Lancaster, CA (4)
- Santa Monica, CA (4)
- Newport Beach, CA (4)
- Riverside, CA (4)
- Burbank, CA (3)
- Palmdale, CA (3)
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