60 Financial Broker Jobs in Jersey City, NJ - page 2
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E-Comm Surveillance Specialist Phyton Talent Advisors - New York, NY, United States Responsibilities: - Perform other duties and responsibilities as assigned. Required Experience: - 5+ years in the financial services industry, preferably at a broker/dealer or regulatory agency (e.g., FINRA, SEC 6 days ago
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Liquidity Risk Management Associate JPMorgan Chase Bank, N.A. - New York, NY * Experience in Liquidity Risk management with a wide range of experience with quantitative, financial and risk management techniques & systems is preferred * Experience in Broker Dealer products such as Prime 6 days ago
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Compliance Analyst Insight Global - New York, NY, United States manager, broker dealer, law firm, accounting firm, or regulator · Financial instruments product knowledge (a Financial Engineering qualification, CFA, PRMIA or FRM qualifications) Fluency in French, Spanish 6 days ago
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EVP - Finance & Operations Broadgate - , NY, United States financials and books and records for the Broker-Dealer according to GAAP and ensuring all regulatory reporting requirements are met Work with the CFO to provide relevant support to facilitate financial 6 days ago
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Global Shares, Assistant General Counsel, Vice President/ Executive Director JPMorgan Chase Bank, N.A. - New York, NY with the legal and regulatory frameworks governing financial products and services in the United States would be a strong advantage, e.g., broker-dealer regulations and privacy regulations. * Creative problem 6 days ago
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EVP, Finance Career Group - New York, NY, United States reconciliation. Prepare financials and maintain books and records for the Broker-Dealer in compliance with GAAP, while meeting all regulatory reporting requirements. Assist the CFO in providing relevant support 8 days ago
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Credit Analyst Taurus Search - New York, NY, United States Responsibilities: • Conduct credit analyses on broker-dealers, insurance companies, asset managers, and financial institutions, focusing on investment strategy, asset quality, leverage, liquidity 8 days ago
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Asset Management - Global Market Strategist, Alternatives- Vice President JPMorgan Chase Bank, N.A. - New York, NY or Economics and/or CFA preferred. * Writing samples, examples of research or other materials are welcome. * Prior experience in private markets preferred. * Experience in retail, broker/dealer, mutual fund 6 days ago
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Assistant Director (Forensic Testing) Consult With NN Limited - , NY, United States equity firms and broker/dealers. -Knowledge of financial instruments including equity, fixed income, derivatives, structure products etc. -Good understanding of regulatory bodies and regional regulators 9 days ago
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Financial Services Consultant Equitable Advisors - Secaucus, NJ, United States powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial 7 days ago
Top locations
- New York, NY (81)
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