913 Compliance Auditor Jobs - page 2
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Vice President, Lead Auditor - Regulatory Compliance Crédit Agricole CIB - New York, NY, United States Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment 12 days ago
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Contract Manager GForce Life Sciences - Princeton, NJ, United States management and problem resolution Support both internal and external auditors; Work closely with internal controls to ensure J-SOX compliance Qualifications/ Required Bachelor’s Degree is required Minimum 5 7 days ago
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Director of Compliance Larson Maddox - Chicago, IL, United States will bring 7-10 years of relevant compliance experience at a broker dealer. Key Responsibilities: Be the main contact for business management, regulators and external/internal auditors, dealing with a broad 6 days ago
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General Counsel/Chief Compliance Officer JW Michaels & Co. - , CA, United States marketing rules, as well as, ADV’s PPM’s sub docs Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate 11 days ago
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Compliance Specialist EverLine - Energy's Technical Stack - , TX, United States with an emphasis placed on integrity management or pipeline compliance. Some travel required. Desired but not Required: Experience working in Integrity Management for a pipeline operator. Experience working 14 days ago
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CMMI Quality Assurance Auditor-CGS Administrators, LLC CGS Administrators, LLC - , TN, United States improvements. Provide reports to management on compliance with adapted IT standards. Under the guidance of senior auditor, develop new or enhanced audits, of internal I/S areas and processes to assess compliance 15 days ago
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Chief Compliance Officer- Broker Dealer Leeds Professional Resources - Miami, FL, United States , practices and documents to identify weaknesses Evaluate business activities (e.g. investments) to assess compliance risk Collaborate with external auditors and HR when needed Set plans to manage a crisis 3 days ago
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Controller BT Finance Executive Search - Atlanta, GA, United States of financial information as well as efficiency in ways of working Compliance : Collaborate with external auditors and tax preparers during returns and audit seasons. Ensure financial and operational compliance 3 days ago
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Senior Staff Accountant Robert Half - Tucson, AZ, United States Manage financial reporting: Oversee the preparation of financial statements, ensuring accuracy and compliance with accounting standards and regulations. Lead audits and compliance: Coordinate 3 days ago
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IT Audit and Compliance Analyst Concero - Bridgeton, MO, United States The IT Audit & Compliance Analyst II will partner with key business functions, internal IT staff, and external auditors to ensure that the SOX compliance program and key IT controls for processes 3 days ago
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