Compliance Financial Services Jobs in Dallas, TX

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Attorney - Financial Services  

MUFG Investor Services, U.S. - Dallas, TX, United States

attention on risk and compliance. Experience within a financial services organization is an advantage. Superior attention to detail. Excellent written, verbal, presentation and communication skills. Flexible

from: linkedin.com - 10 days ago

Senior Business Analyst - Capital Markets  

Capgemini - Dallas, TX, United States

, ensuring compliance with regulations and implementing mitigation strategies. Collaborate with cross-functional teams and communicate complex financial concepts effectively. Qualifications: Proven experience

from: linkedin.com - 17 days ago

Cook III-Banquets  

Statler, A Curio Collection - Dallas, Texas

and data and basic arithmetic functions. JOB RESPONSIBILITIES: Approach all encounters with guests and employees in a friendly service oriented manner. Maintain regular attendance in compliance

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from: resume-library.com - 5 days ago

Loan Officer  

Blue Signal Search - Dallas, TX, United States

applications, analyze financial documents, conduct credit assessments, and determine the viability of loan requests based on Company's lending criteria. Ensure compliance with all relevant regulatory guidelines

from: linkedin.com - 15 days ago

Travel/Expense and Procurement Administrator  

Hilltop Holdings - Dallas, TX, United States

Responsible for the reconciliation of monthly corporate card program transactions and financials Support HTH Shared Services organization through processing of travel and expense transactions Prepare monthly

from: linkedin.com - 16 days ago

Director of Tax  

Ascend Recruiting Parnters - Dallas, Texas

department, directing tax planning, compliance, and advisory services for individuals, businesses, and organizations. Formulate and execute tax strategies aimed at reducing tax liabilities and enhancing

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from: resume-library.com (+1 source) - Yesterday

Legal Officer of Regulatory Compliance & Wealth Management  

Integrity Marketing Group LLC - Dallas, TX, United States

in Finance, Economics or Accounting Minimum of 10 years of experience as a CCO in financial services, with at least the most recent 5 years of work history at a broker-dealer and registered investment advisor

from: linkedin.com - 27 days ago

Vice President Health Plan Operations PCHP  

Parkland Health and Hospital System - Dallas, TX, US

business unit financial targets and requirements based on service level, state, compliance, and contractual agreements. Manage the approved budget through frequent and regular monitoring. Implement written

from: Parkland Health and Hospital System - 6 days ago

Managing Director - Compliance (Hybrid/Remote)  

IQ-EQ - Dallas, Texas

for the development, implementation and maintenance of compliance programs for a variety of financial services firms Oversee staff in the development and implementation of compliance policies and procedures – taking

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from: resume-library.com - 4 days ago

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Eligibility & Planning Specialist  

GrowthExpertz - Dallas, TX, United States

and application process. Conduct initial client onboarding, review financial data, and strategize customized eligibility plans. Secure and review necessary legal and financial documents, ensuring compliance

from: manatal.com - Today


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