Compliance Jobs in Charlotte, NC

Legacy Search Advisors - Charlotte, NC, United States

Compliance Associate - Private Wealth/Investment Management Charlotte NC - 3 day in office hybrid schedule Attractive compensation package + Excellent benefits Our client is a rapidly growing private

from: linkedin.com - 7 days ago

Larson Maddox - Charlotte, NC, United States

Role Description Investment Management firm seeking a Compliance associate to be an essential part of the Compliance team, actively involved in due diligence processes, ensuring compliance with SEC

from: linkedin.com (+1 source) - 4 days ago

Mills Auto Group - Charlotte, United States

the precision of our financial platform. The Regional Controller will be instrumental in implementing robust compliance measures and managing essential controls to support our financial objectives. This role

from: us.lifeworq.com - 5 days ago

Apex Systems - Charlotte, NC, United States

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client: Banking Location

from: linkedin.com - 3 days ago

Response Companies - Charlotte, NC, United States

, bulletins and other regulatory publications applicable to their business, and conduct ad hoc regulatory and compliance-related research/projects. Candidates MUST HAVE P&C Comm. lines experience

from: linkedin.com - 5 days ago

Apex Systems - Charlotte, NC, United States

Industry: Banking Position: Compliance Officer Duration: 9 Month Contract w/ possible conversion Location: Charlotte, NC - 3x/week on-site Details: W2, Benefits, 401k Options Top Requirements

from: linkedin.com - 3 days ago

AmICompliant - Charlotte, NC, United States

Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seeking motivated and detail-oriented interns to assist with outreach to healthcare

from: linkedin.com - 3 days ago

Legal.io - Charlotte, NC, United States

Legal.io is working with a leading consumer finance/financial services company looking to retain a Senior Compliance Analyst on a contract basis, full-time (40 hours/wk), for an initial 3-month term

from: linkedin.com - 11 days ago

ADV-SOC, Inc - Charlotte, NC, United States

hybrid role as a Permitting Compliance Manager at ADV-SOC, Inc. The Manager will be responsible for ensuring compliance with permits, regulations, and environmental standards. Key responsibilities include

from: linkedin.com - 13 days ago

Charlotte, NC, United States

and technology matters, including contract drafting, review and negotiation, portfolio management, information governance, data security, data privacy and related compliance. · Support the continuous improvement

from: linkedin.com - 3 days ago