Compliance Officer Jobs in New York, NY

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Compliance Officer  

eTeam - New York, NY, United States

Global Markets Compliance - Compliance FICC - Support The role of a Compliance Officer covering Global Banking & Markets – FICC, macro products is to assist the firm in preventing, detecting

from: linkedin.com - 4 days ago

Deputy Chief Compliance Officer  

JCW - New York, NY, United States

A leading commercial bank is looking to hire a Deputy Chief Compliance Officer. Reporting to the CCO the Deputy CCO will assess the effectiveness of the Compliance program and provide guidance

from: linkedin.com - 8 days ago

Senior Compliance Sanctions Officer (SVP) - Securities Services  

Citi - New York, United States

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring $176,720.00 - $265,080.00

from: efinancialcareers.com - 5 days ago

Compliance Officer (Hedge Fund)  

, NY, United States

Global multi-strategy hedge fund is looking to hire both Associate and Officer level Compliance professionals in New York. These strategic hires will play a key role in running the day-to-day

from: linkedin.com (+1 source) - 8 days ago

Chief Compliance Officer - FinTech Lender  

JCW - , NY, United States

A FinTech Lender is looking for a new Chief Compliance Officer to add to their team. The position will be 100% remote and you will be responsible for being the organization's SME in regards

from: linkedin.com - 8 days ago

VP Compliance Business Control Officer  

Citi - New York, United States

The Compliance Business Control Officer (MCA Coordinator) reports to a Business Operational Risk Manager (MCA Lead), who is aligned with our business partners and one or more business Assessment $129,840.00 - $194,760.00

from: efinancialcareers.com - 13 days ago

Compliance Officer  

The Goodkind Group, LLC - New York, NY, United States

General administrative support: Review RFPs, information questionnaires and the like Complete compliance reports for clients as and...

from: linkedin.com - 15 days ago

Compliance Officer  

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer

from: linkedin.com - 18 days ago

Compliance Officer - Personal Account Dealing - Legal and Compliance  

Bloomberg - New York, United States

experience to join the Employee Compliance team in New York, with a team member also in London, as a Compliance Officer to support Bloomberg's Personal Account Dealing program. Within the Employee Compliance Competitive

from: efinancialcareers.com - 23 days ago

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Compliance Associate  

Bank of China USA - , NY, United States

Compliance Teams, Deputy Chief BSA Officer, Chief BSA Officer, and other Management. Assist to track remediated action items of Compliance related issue Compliance Specific Tasks Assist for new FI non

from: linkedin.com - 6 days ago


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