Senior Compliance Officer Jobs in New York, NY

Rutherford - , NY, United States

A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis

from: linkedin.com - 6 days ago

Hamlyn Williams - , NY, United States

Location: New York City or Dallas - Hybrid Client: Leading Investment Management Firm (IPO) $300,000 - 400,000 total comp + stock options...

from: linkedin.com - 6 days ago

JPMorgan Chase Bank, N.A. - New York, NY

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our...

from: JPMorgan Chase Bank, N.A. - 5 days ago

Partnership Employment - New York, NY, United States

Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade

from: linkedin.com - 6 days ago

Cardea Group - New York, NY, United States

with experienced professionals in a dynamic organization. Excellent opportunity to be involved in diverse areas of compliance. Report into both the GC/CCO and Director/Senior Compliance Officer Responsibilities

from: linkedin.com - 16 days ago

Citi - New York, United States

Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies $176,720.00 - $265,080.00

from: efinancialcareers.com - 5 days ago

White Oak Commercial Finance - New York, NY, United States

. · Approve and facilitate daily advance requests. · Work closely with senior and portfolio management officers, operations, collateral analyst, and accounting teams to effectively and efficiently service

from: linkedin.com - 15 days ago

Deutsche Bank - New York, NY, United States

: Provide approval or declination of credit transactions for Latin American clients under delegated credit authorities, or recommend approval to senior Risk officers, ensuring alignment with risk appetite

from: linkedin.com - 17 days ago

Marsh McLennan - New York, NY, US

Marsh McLennan is hiring a Senior Compliance Officer for Investments Compliance Monitoring and Testing. This is a hybrid position that requires three days in either our New York City or Boston office

from: jobvertise.com - More than 30 days ago

Mission Staffing - New York, NY, United States

and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance

from: linkedin.com - 27 days ago