Securities Compliance Jobs in New York, NY

Capital One - New York, United States (+2 locations)

guides. Implement the security requirements within the Workday that supports the data tokenization and other compliance requirements. Evaluate the machine learning/AI use cases and ensure that AI usage

from: us.lifeworq.com - Yesterday

Experian - New York, NY, United States

for the business unit. Qualifications Bachelor’s Degree in a relevant major or equivalent experience in security, risk, audit, compliance, and management. 10+ years of experience in a security field with strong

from: linkedin.com - Yesterday

BNP Paribas - New York, NY, United States

: Bachelors Degree or equivalent; 10+ years of relevant compliance experience, preferably at a major national or global securities firm; Experience in providing regulatory or compliance advice in connection

from: linkedin.com - 16 days ago

Capital One - New York, United States (+2 locations)

experience. As a Cyber Risk Principal Associate within the Governance and Risk division, you see security as an innovation enabler and differentiator, not a step in the compliance process. You thrive working

from: us.lifeworq.com - 2 days ago

Sia Partners - New York, NY, United States

Line. In accordance with your skills and expertise, you will work - in Consulting, Implementation and Audit - on one or more of our following offers: Strategy, Risk, Compliance, Operations, Data

from: linkedin.com - 2 days ago

Tandym Group - , NY, United States

accuracy, data integrity, and face validity of all work. Initial timely, corrective action through continuous QA process. Compliance with all applicable contract requirements and company procedures. Maintain

from: linkedin.com - 2 days ago

Capital One - New York, United States (+2 locations)

action plans, impediments and risks, and stakeholder engagement. Influence leaders within Card, Business Risk Offices, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key

from: us.lifeworq.com - More than 30 days ago

Lime Trading - New York, NY, United States

the firm’s internal and external policies to ensure compliance is at the heart of all activities. This position offers a unique chance to get exposure to securities law, anti-money laundering law, and fintech

from: linkedin.com - 2 days ago

New York Life Insurance Company - New York, NY, United States

and a New York Life company. Qualification requirements include but are not limited to applicable FINRA general securities, agent state law, investment advisory licenses, compliance history, production

from: linkedin.com - 2 days ago

Capital One - New York, United States (+2 locations)

Offices, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed Conduct periodic risk reviews with the executives and support reporting

from: us.lifeworq.com - More than 30 days ago