Compliance Jobs in New York, NY

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Benchmarking and Compliance Intern  

Bright Power, Inc. - New York, NY, United States

Benchmarking and Compliance Intern Multiple Specialties: Tenant Data, Owner Data Reports To: Program Coordinator – Data Acquisition Location: New York, NY or Remote Bright Power has been

from: linkedin.com - 5 days ago

Manager - KYC Compliance Advisor  

Capital One - New York, United States

Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role

from: us.lifeworq.com - 3 days ago

Assistant General Counsel, Sales and Trading  

Cantor Fitzgerald - New York, NY, United States

legal coverage for BGC, including Fenics, and GFI entities. licensing requirements to approve cross-border transactions. closely with business, compliance, legal risk, and operations to facilitate new

from: linkedin.com - 4 days ago

Compliance Officer  

Solomon Page - New York, NY, United States

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align

from: linkedin.com - 4 days ago

Compliance Officer  

Apex Systems - New York, NY, United States

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client: Banking Location

from: linkedin.com - 4 days ago

Associate Counsel, P&C Insurance Fronting Contract Drafting/Negotiating (Remote, East Coast preferred))  

Response Companies - New York, NY, United States

, bulletins and other regulatory publications applicable to their business, and conduct ad hoc regulatory and compliance-related research/projects. Candidates MUST HAVE P&C Comm. lines experience

from: linkedin.com - 6 days ago

Compliance Analyst  

Rutherford - , NY, United States

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. Main Responsibilities Key responsibilities

from: linkedin.com - 4 days ago

Compliance Officer  

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 4 days ago

AVP Legal-Fund Formation  

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

and private equity funds) on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and structuring, corporate transactional

from: linkedin.com - 7 days ago

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Claims Examiner  

The Jonus Group - New York, NY, United States (+1 location)

claims that includes all phases of litigation Accurately documents claim files with all relevant claim documentation, correspondence, and notes in compliance with company policies and applicable regulatory

from: linkedin.com - 7 days ago


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Compliance in New York, ny