Compliance Officer Jobs in New York, NY

Partnership Employment - New York, NY, United States

Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade

from: linkedin.com - Yesterday

Rutherford - , NY, United States

A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis

from: linkedin.com - Yesterday

Hold Brothers - New York, NY

with compliance questions and other needs. Requirements Bachelor’s degree in law, finance, business management or a related field. 3+ years’ proven experience in a compliance officer role and broker/dealer-related 110,000 - 150,000

from: workable.com - 3 days ago

Hamlyn Williams - , NY, United States

Previous exposure to RIAs, REIT, mortgages, and similar investment strategies preferred RIA and/or broker-dealer compliance experience...

from: linkedin.com - Yesterday

JCW - New York, NY, United States

Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer

from: linkedin.com - 2 days ago

PIMCO - New York, United States

are required. The Compliance Officer's key responsibilities include, but are not limited to the following: Support the development and implementation of the Code of Ethics compliance program, working closely Competitive

from: efinancialcareers.com - Yesterday

Ascendo Resources - New York, NY, United States

preferred. Compliance certification is a plus. 3+ years of experience in HR as a Compliance Coordinator or Officer in a healthcare organization. Thorough knowledge of employment-related laws and regulations

from: linkedin.com - 6 days ago

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer

from: linkedin.com - 8 days ago

S&P Global - New York, United States

to compliance management on compliance developments, and participating in reviews, investigations and other compliance monitoring / ad hoc activities. The Team: The Compliance Policy Officer will join Competitive

from: efinancialcareers.com - 6 days ago

Ascendo Resources - New York, NY, United States

Our client, a dynamic, for-profit Behavioral Healthcare Company is looking to hire a Compliance Officer for their Union Square location in NYC ! This is an on-site role working Monday to Friday 9am

from: linkedin.com - 9 days ago