Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer Swap Execution Facility  

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 12 days ago

Compliance Officer  

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer

from: linkedin.com - 7 days ago

Associate General Counsel - Bank Regulatory Legal (C15) - Hybrid  

Citi - New York, United States

and the Chief Operating Officer as well as the Markets, Services, Banking and International, Personal Banking & Wealth Management and Legacy Franchises businesses. The BRL Group is a trusted partner, providing $170,000.00 - $300,000.00

from: efinancialcareers.com - 5 days ago

Compliance Associate  

Larson Maddox - New York, NY, United States

you do and how well you do it. Role Overview: The Chief Compliance Officer (CCO) will be the candidate's point of contact. The purpose of the position is to support our client's Registered Investment Advisory

from: linkedin.com - 10 days ago

Compliance Associate  

Cardea Group - New York, NY, United States

with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938

from: linkedin.com - 10 days ago

Compliance AML Risk Management Sr Director (Wealth)  

Citi - New York, United States

Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off $250,000.00 - $500,000.00

from: efinancialcareers.com - 5 days ago

Compliance Manager  

Campus - New York, NY, United States

: We are looking for a talented Compliance Manager to join our team. As Compliance Manager, you will work closely with our Chief Legal Officer and President to drive the design and implementation of our company-wide

from: linkedin.com - 10 days ago

Senior Counsel 2 - Bank Regulatory Legal (Hybrid)  

Citi - New York, United States

and the Chief Operating Officer as well as the Markets, Services, Banking and International, Personal Banking & Wealth Management and Legacy Franchises businesses. The BRL Group is a trusted partner, providing $170,000.00 - $300,000.00

from: efinancialcareers.com - 9 days ago

Tax Manager  

OHLA USA - Flushing, New York

USA, covering all aspects of taxation including tax compliance, reporting, tax risk management, and tax support to business operations. This role will report directly to the Chief Accounting Officer

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from: resume-library.com - 14 days ago

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Junior Analyst, Compliance & Control  

S&P Global - New York, United States

of the department in the preparation of reports and presentations relating to department activities and results. This role reports to the Global Chief Matrix Officer for Ratings Compliance & Risk. Responsibilities Competitive

from: efinancialcareers.com - 11 days ago


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