Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer  

Compliance Search Group - New York, NY

Responsibilities • Supervising the annual review of policies and procedures and providing a written • Report to support the Rule 206(4) -7 review. • Responding to regulatory inquiries and examinations... Chief Compliance Officer Work careers New York, NY...

from: monster.com - 6 days ago

Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all... Chief Compliance Officer careers New York, NY...

from: ziprecruiter.com - 12 days ago

Senior Compliance Officer  

Compliance Search Group - New York, NY

The firm offers investment advisory services to separately managed, sub-advised and wrap accounts, as well as retail mutual funds and institutional funds for defined benefit and defined contribution plans...

from: monster.com - 8 days ago

Chief Compliance Officer  

The Compliance Search Group - New York, NY

A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the position’s...

from: theladders.com - 5 days ago

Chief Financial Officer  

NW Recruiters - New York, NY

NW Recruiters is currently conducting a search for one of our key clients, a provider of custom automated packing solutions, who is adding an operationally-minded CFO to their leadership team, due to current...

from: ziprecruiter.com - 9 days ago

Compliance Officer - Office of Swap Dealer CCO  

Constantin Control Associates LP - New York, NY

Swap Dealers are required appoint a qualified individual as Chief Compliance Officer of the Swap Dealer. The SD CCO is responsible for overseeing the compliance arrangements of the SD, administering required...

from: ziprecruiter.com - 4 days ago

Compliance Officer  

DTG Consulting Solutions Inc. - Astoria, NY 11101

Compliance Officer - Full Time Position in New York Community Bank HQ CONTACT: GERI.FIRTH@DTGCONSULTING.COM Department: Compliance Reports To: Chief Compliance Officer FLSA Status: Exempt SUMMARY Oversee...

from: monster.com - 21 days ago

Chief Compliance Officer (CCO)  

The Compliance Search Group - New York, NY

A Global Advisory firm seeks a Chief Compliance Officer (CCO) who will be responsible for the overall management of the compliance component of investment adviser functions supporting the securities related...

from: theladders.com - 9 days ago

Chief Information Security Officer  

Liberty Personnel Services, Inc. - New York, NY

Chief Information Security Officer (CISO) Our client, in the healthcare industry, is looking for a CISO. Reporting to the SVP and CIO, the CISO is responsible for internal security and external compliance...

from: ziprecruiter.com - 10 days ago

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Chief Compliance Officer  

The Compliance Search Group - New York City, NY

THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the recruitment of Compliance, Legal, Regulatory, Risk Management, Dodd-Frank, Audit, Corp...

from: theladders.com - 10 days ago


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