Chief Compliance Officer Jobs in New York, NY

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Asset Management- Chief Compliance Officer  

Compliance Search Group - New York, NY

This will include overseeing the firm’s Asset Management (AM) Americas’ investment compliance framework, sales and marketing compliance framework and to align with the overall business expansion strategy of the firm’s Asset Management Group as it rolls...

from: - 22 days ago

Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all components of the US Compliance program and serve...

from: - 20 days ago

Chief Compliance Officer  

Winmill & Co. Incorporated - New York City, NY

A New York City-based asset management company with a focus on open end and closed end funds seeks an attorney to fill the roles of Chief Compliance Officer, Associate General Counsel, and Assistant Secretary. Candidates should have experience related... $120K to $150K

from: - Yesterday

Senior Compliance Officer  

National Recruiting Group - New York, NY

The position will be a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the Chief Compliance Officer and Fund Boards in conjunction with maintenance of a Compliance Program to satisfy SEC Rule 38a-1 of the Investment...

from: - Yesterday



Develops, organizes and directs all lending activities of the Bank, including residential and commercial real estate loans, portfolio and secondary market investor loans, business loans, including SBA loans, credit card loans, and other consumer lending...

from: - 3 days ago

Chief Financial Officer  

New York City, NY 10016

The duties encompass all financial aspects of the business including: - Manage office staff of 10 - 20 persons, and senior level development and supervision of accounting, human resources, partner relations, IT, tax and treasury functions - Development...

from: - 8 days ago

Chief Compliance Officer  

Capstone Search Group - New York City, NY

This organization sees enormous opportunities in the Life, Accident, and Health Insurance market in the years ahead. As they continue to expand, they have created an opportunity for an accomplished Compliance professional to be part of this dynamic organization... $170K to $185K

from: - 11 days ago

Chief Compliance Officer (Investment Management)  

Daruma Capital Management - New York, NY

Daruma Capital Management ( seeks a seasoned investment management compliance professional who will continue the firm’s commitment to excellence in ethics and compliance and assist Daruma in navigating the rapidly evolving regulatory...

from: - 11 days ago

VP, Legal Affairs & Chief Compliance Officer – Trading Division  

SecondMarket, Inc. - Greater New York City Area

The trading division of SecondMarket, Inc. a registered broker dealer focused on trading digital currencies and fixed income products, is seeking an experienced, highly motivated and resourceful VP, Legal Affairs & Chief Compliance Officer to join our... Full Time...

from: - 8 days ago

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Chief Financial Officer  

NW Recruiters - New York, NY

NW Recruiters is currently conducting a search for one of our key clients, a provider of custom automated packing solutions, who is adding an operationally-minded CFO to their leadership team, due to current and forecasted growth. This client provides...

from: - 17 days ago

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Chief Compliance Officer in New York, ny

Chief Compliance Officer Jobs in New York, NY

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