Chief Compliance Officer Jobs in New York, NY

1 to 10 of 32 vacancies

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Deputy Chief Compliance Officer  

JCW - New York, NY, United States

A leading commercial bank is looking to hire a Deputy Chief Compliance Officer. Reporting to the CCO the Deputy CCO will assess the effectiveness of the Compliance program and provide guidance

from: linkedin.com - 8 days ago

Chief Compliance Officer - FinTech Lender  

JCW - , NY, United States

A FinTech Lender is looking for a new Chief Compliance Officer to add to their team. The position will be 100% remote and you will be responsible for being the organization's SME in regards

from: linkedin.com - 8 days ago

Compliance Risk Management Director - Executive Director  

JPMorgan Chase Bank, N.A. - New York, NY

, procedures, bulletins, and manuals. * Coordinate with the Chief Compliance Officer and stakeholders on compiling and preparing the firm's swap dealer and security-based swap dealer annual compliance reports

from: JPMorgan Chase Bank, N.A. - 2 days ago

Compliance Associate  

Bank of China USA - , NY, United States

Compliance Teams, Deputy Chief BSA Officer, Chief BSA Officer, and other Management. Assist to track remediated action items of Compliance related issue Compliance Specific Tasks Assist for new FI non

from: linkedin.com - 6 days ago

Compliance Assoicate  

KraneShares - New York, NY, United States

the best results. At KraneShares, it’s about what you do and how well you do it, regardless of your title or background. The Role: The candidate will report to the Chief Compliance Officer (CCO). The role

from: linkedin.com - 8 days ago

2025 Fund Services Summer Analyst Program (New York & Purchase)  

Morgan Stanley - New York, United States

(IS): IS works closely with the Investor Relations, Chief Financial Officers, Chief Operating Officers, Compliance teams and investors of our clients. Further, IS supports our clients with investor capital Competitive

from: efinancialcareers.com - 3 days ago

Compliance Associate  

Silvercrest Asset Management - , NY, United States

Status: Full-Time Employee Location: New York, New York Education: Bachelor’s degree or higher in Finance, Economics, or Business preferred Reporting To: Chief Compliance Officer and Director

from: linkedin.com - 15 days ago

Compliance Officer  

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer

from: linkedin.com - 18 days ago

Senior Compliance Sanctions Officer (SVP) - Securities Services  

Citi - New York, United States

remedial actions, identifying opportunities to conduct more targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence $176,720.00 - $265,080.00

from: efinancialcareers.com - 5 days ago

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Deputy Director of Human Resources  

NYC Health Hospitals - New York, NY, United States

of Responsibilities: HR Operations, Records Management and Compliance, Employee Relations, Talent Acquisition and Retention and Data Services (HRIS) Summary of Duties and Responsibilities: Assist the Chief Human

from: linkedin.com - 19 days ago


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