Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all components of the US Compliance program and serve...

from: - 15 days ago

Chief Compliance Officer  

Solomon Page Group - New York, NY 10016

Reporting directly to both the President of the Broker/Dealer and the Corporate GC, this person will spend the majority of his/her time overseeing compliance for the BD but will also work on projects from a corporate perspective with the GC. Ideal candidate...

from: (+1 source) - 21 days ago



Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions. The position is responsible for daily oversight of the Financial Crimes and Regulatory Compliance Programs...

from: (+1 source) - 21 days ago

Asset Management- Chief Compliance Officer  

Compliance Search Group - New York, NY

This will include overseeing the firm’s Asset Management (AM) Americas’ investment compliance framework, sales and marketing compliance framework and to align with the overall business expansion strategy of the firm’s Asset Management Group as it rolls...

from: - More than 30 days ago

Chief Compliance Officer (Investment Management)  

Daruma Capital Management - New York, NY

Daruma Capital Management ( seeks a seasoned investment management compliance professional who will continue the firm’s commitment to excellence in ethics and compliance and assist Daruma in navigating the rapidly evolving regulatory...

from: - 6 days ago

Senior Compliance Officer  

New York City, NY 10018

General Position Summary: The Senior Compliance Officer is responsible for providing strategic oversight for supporting the Bank’s Chief Compliance Officer and Senior Management with identifying emerging compliance risks, addressing compliance issues...

from: - 4 days ago

Investment Management Compliance Officer  

Compliance Search Group - New York, NY

This position reports directly into the Associate Directors of Investment Management Compliance but will work daily with the Chief Compliance Officer Responsibilities: • Oversight of the preparation of board materials. • Review of compliance policies...

from: - 4 days ago

VP of Compliance and Audit, Chief Compliance Officer  

healthfirst - New York, NY

Healthfirst is a not-for-profit managed care organization sponsored by some of the most prestigious and nationally recognized hospitals and medical centers in New York. We are one of the fastest growing health plans in our area with over 900,000 diverse... Full Time...

from: (+1 source) - 10 days ago

Sr. Compliance Officer  

new york City, NY

BH527 - SENIOR COMPLIANCE OFFICER - FCC Our client, a mid-sized bank is seeking a Senior Compliance Officer to join its growing department. JOB DESCRIPTION As a Senior Compliance Officer, the successful candidate would be responsible for ensuring that...

from: - 5 days ago

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Chief Financial Officer  

NW Recruiters - New York, NY

NW Recruiters is currently conducting a search for one of our key clients, a provider of custom automated packing solutions, who is adding an operationally-minded CFO to their leadership team, due to current and forecasted growth. This client provides...

from: - 12 days ago

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Chief Compliance Officer in New York, ny