Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer  

Page Group New York - New York, NY

Client Details Business with rapid growth in both business flow and staff planned for 2015. Description Maintain accurate and up to date written supervisory procedures Perform surveillance on product offerings Perform customer suitability reviews Respond...

from: monster.com - 3 days ago

Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all components of the US Compliance program and serve...

from: ziprecruiter.com - 8 days ago

Chief Compliance Officer  

Adams Consulting Group, LLC - New York, NY

Develop Policies and Procedures ,. •Develops and maintains an inventory of regulatory requirements •Designs and implements a risk assessment process to ensure that all existing and emerging compliance risks are appropriately identified and managed; this...

from: ziprecruiter.com - 10 days ago

Deputy Chief Compliance Officer  

Salem Executive Search - New York City, NY

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions. The position is responsible for daily oversight of the Financial Crimes and Regulatory Compliance Programs... $200K

from: theladders.com - 12 days ago

Chief Technology Officer, CTO  

The Atlantic Group - New York, NY

Responsibilities will include the overall planning, organizing, and execution of all technology-related initiatives across the organization and will supervise, direct and assist third-party information technology consultants with the support and maintenance...

from: ziprecruiter.com - 2 days ago

Chief Financial Officer  

Borer Financial Communications, Inc. - New York, NY

• Establish and develop financial strategies by contributing financial information as well as analysis and proposals to achieve financial goals • Advocate the financial planning, analysis and proposals to create more financial stability within the company...

from: ziprecruiter.com - 2 days ago

Chief Compliance Officer  

Futurestep - Long Island, NY 11101

The Company has a complete line of durable medical equipment including mobility products, beds, bariatric products, wheelchairs, sleep surfaces and pressure prevention products, respiratory equipment, self-assist products, power wheelchairs, power scooters...

from: Futurestep - 13 days ago

Chief Financial Officer  

NW Recruiters - New York, NY

NW Recruiters is currently conducting a search for one of our key clients, a provider of custom automated packing solutions, who is adding an operationally-minded CFO to their leadership team, due to current and forecasted growth. This client provides...

from: ziprecruiter.com - 5 days ago

Chief Compliance Officer for the Asset Management Divis  

The Compliance Search Group - New York City, NY

Our client is a high-end, well-regarded, long-established boutique investment bank. The bank seeks a CCO for their asset management division which includes hedge funds, high-net-worth wealth management, alternative investments, managed accounts and other...

from: theladders.com - 7 days ago

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Chief AML Officer - Wealth Management (Private Bank)  

UBS - New York, NY

As the BSA Officer you will be directly responsible for delivering the anti-money laundering ("AML") program for the "Private Bank" which is comprised of New York, Miami and San Francisco branches and oversight responsibility for Affiliated Banks and...

from: monster.com - 8 days ago


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Chief Compliance Officer in New York, ny