Chief Compliance Officer Jobs in New York, NY

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Accounting Manager / Chief Compliance Officer  

University Ventures Fund Management - New York City, NY

New York based private equity fund focused on the global higher education sector, seeking an Accounting Manager/ Chief Compliance Officer to manage the Accounting Policy, Financial Reporting and Fund Accounting. The role will oversees the company’s accounting...

from: theladders.com - 8 days ago

Chief Compliance Officer  

Capstone Search Group - New York City, NY

This organization sees enormous opportunities in the Life, Accident, and Health Insurance market in the years ahead. As they continue to expand, they have created an opportunity for an accomplished Compliance professional to be part of this dynamic organization... $170K to $185K

from: theladders.com - 12 days ago

Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all components of the US Compliance program and serve...

from: ziprecruiter.com - 21 days ago

Chief Compliance Officer  

BarkerGilmore LLC - New York City

BarkerGilmore is retained to identify a Chief Compliance Officer for a private equity firm in the New York City area. Our reputable client has a very rich history in the investment management space, as well as the desire to invest in an array of exciting... Full Time...

from: linkedin.com - 25 days ago

Chief Compliance Officer  

Robert Half Finance & Accounting - NEW YORK, NY 10176

International Foreign Bank operating in the US is seeking a Chief Compliance Officer. The primary focus of the position will be to supervise, monitor and oversee the compliance program for all lines of business of a foreign branch operating in the U.S...

from: Beyond Network - 26 days ago

Chief Compliance Officer - Global Bank  

The Compliance Search Group LLC - New York City, NY

An international bank seeks a Chief Compliance Officer who will responsible for supervising, monitoring and overseeing the compliance program for all lines of business of a foreign branch operating in the U.S, including Middle Market Lending, Asset Based...

from: theladders.com - 26 days ago

Senior Compliance Officer  

National Recruiting Group - New York, NY

The position will be a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the Chief Compliance Officer and Fund Boards in conjunction with maintenance of a Compliance Program to satisfy SEC Rule 38a-1 of the Investment...

from: ziprecruiter.com - 2 days ago

Compliance Officer  

TIAA-CREF - New York, NY 10176

This position will serve as the Chief Compliance Officer for TIAA-CREF Tuition Financing, Inc. (TFI) which provides registered investment advisory and plan management services to 11 state-sponsored 529 plans. The candidate for the position will also provide...

from: Beyond Network - Yesterday

Chief Compliance Officer  

Adams Consulting Group, LLC - New York, NY 10176

2. Coordinating the policies and procedures on monitoring transactions for suspicious activity and the handling of suspicious transactions, and communicating to appropriate government agencies and preparing and filing Suspicious Activity Reports ("SARs")...

from: Beyond Network - More than 30 days ago

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Chief Compliance Officer and Counsel - Mutual Fund  

The Compliance Search Group - New York City, NY

The array of important mandates include matters such as developing and enhancing policies and procedures; managing a team of Compliance professionals; overseeing testing and internal examinations; interfacing with regulators, collaborating with executive... $250K

from: theladders.com - 25 days ago


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