Chief Compliance Officer Jobs in New York, NY
New York, NY
This position will be a Senior Compliance Officer in the Fund Chief Compiance Officer Group which supports the Dreyfus Fund Chief Compliance Office and the Fund Boards in conjunction with maintenance of a Compliance Program to satisfy SEC Rule 38a-1 of...
Capstone Search Group - New York City, NY
This organization sees enormous opportunities in the Life, Accident, and Health Insurance market in the years ahead. As they continue to expand, they have created an opportunity for an accomplished Compliance professional to be part of this dynamic organization... $170K to $185K
from: theladders.com - Yesterday
BarkerGilmore LLC - New York City
BarkerGilmore is retained to identify a Chief Compliance Officer for a private equity firm in the New York City area. Our reputable client has a very rich history in the investment management space, as well as the desire to invest in an array of exciting... Full Time...
from: linkedin.com - 14 days ago
International Market Recruiters - New York, NY
Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all components of the US Compliance program and serve...
from: ziprecruiter.com - 10 days ago
New York, NY
In the US, investment advice is provided by Towers Watson Investment Services, Inc. (TWIS). As an SEC Registered Investment Advisor, TWIS is subject to the provisions of the Investment Advisers Act of 1940 and numerous other regulations and securities...
from: us.experteer.com - More than 30 days ago
Robert Half Finance & Accounting - NEW YORK, NY 10176
International Foreign Bank operating in the US is seeking a Chief Compliance Officer. The primary focus of the position will be to supervise, monitor and oversee the compliance program for all lines of business of a foreign branch operating in the U.S...
from: Beyond Network - 15 days ago
The Compliance Search Group - New York City, NY
The array of important mandates include matters such as developing and enhancing policies and procedures; managing a team of Compliance professionals; overseeing testing and internal examinations; interfacing with regulators, collaborating with executive... $250K
from: theladders.com - 14 days ago
The Compliance Search Group LLC - New York City, NY
An international bank seeks a Chief Compliance Officer who will responsible for supervising, monitoring and overseeing the compliance program for all lines of business of a foreign branch operating in the U.S, including Middle Market Lending, Asset Based...
from: theladders.com - 15 days ago
Towers Watson - New York, NY 10176
The Company **Go beyond.** At Towers Watson, we are more than individuals. We are a community focused on helping our colleagues and clients thrive and succeed. Towers Watson is a leading global professional services company that helps organizations improve...
from: Beyond Network - 26 days ago
Adams Consulting Group, LLC - New York, NY 10176
2. Coordinating the policies and procedures on monitoring transactions for suspicious activity and the handling of suspicious transactions, and communicating to appropriate government agencies and preparing and filing Suspicious Activity Reports ("SARs")...
from: Beyond Network - 27 days ago
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University Ventures Fund Management - New York City, NY
New York based private equity fund focused on the global higher education sector, seeking an Accounting Manager/ Chief Compliance Officer to manage the Accounting Policy, Financial Reporting and Fund Accounting. The role will oversees the company’s accounting...
from: theladders.com - 27 days ago
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