Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer  

Towers Watson - New York, NY 10176

The Company **Go beyond.** At Towers Watson, we are more than individuals. We are a community focused on helping our colleagues and clients thrive and succeed. Towers Watson is a leading global professional services company that helps organizations improve...

from: Beyond Network - 4 days ago

Chief Compliance Officer  

Adams Consulting Group, LLC - New York, NY 10176

2. Coordinating the policies and procedures on monitoring transactions for suspicious activity and the handling of suspicious transactions, and communicating to appropriate government agencies and preparing and filing Suspicious Activity Reports ("SARs")...

from: Beyond Network - 5 days ago

Chief Compliance Officer  

New York, NY

In the US, investment advice is provided by Towers Watson Investment Services, Inc. (TWIS). As an SEC Registered Investment Advisor, TWIS is subject to the provisions of the Investment Advisers Act of 1940 and numerous other regulations and securities...

from: us.experteer.com - 24 days ago

Chief Compliance Officer  

Adams Consulting Group, LLC - New York, NY 10176

2. Coordinating the policies and procedures on monitoring transactions for suspicious activity and the handling of suspicious transactions, and communicating to appropriate government agencies and preparing and filing Suspicious Activity Reports ("SARs")...

from: Beyond Network - 5 days ago

Accounting Manager / Chief Compliance Officer  

University Ventures Fund Management - New York City, NY

New York based private equity fund focused on the global higher education sector, seeking an Accounting Manager/ Chief Compliance Officer to manage the Accounting Policy, Financial Reporting and Fund Accounting. The role will oversees the company’s accounting...

from: theladders.com - 5 days ago

Chief Compliance Officer - Consumer Electronics  

Global Network Recruiting - New York, NY

Imagine working for a global company where its employees share your drive and passion. Our client is a global company in the consumer electronics sector with the core purpose to improve the consumer's viewing experience. Knowing innovation is integrated... Full Time...

from: linkedin.com - 9 days ago

Deputy Chief Compliance Officer  

Gibel & Associates Inc. - Greater New York City Area

The preferred candidate will be familiar with the real estate textile apparel food industries and have hands on management experience as a subject matter expert in branch banking compliance, and be able to support the NY Compliance team in the execution... Full Time...

from: linkedin.com - 14 days ago

Compliance Officer II Job  

BNY Mellon - New York, NY

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY...

from: BNY Mellon - Yesterday

Deputy Chief Compliance Officer  

Leading Financial Services Firm - New York, NY 10001

” Manage and continue the development and organization of the Corporate Compliance Program (e.g., Policy and Training, Control Room, Conflicts, Registration, and Personal Account Trading). Compliance Officer role will include, among other responsibilities...

from: Beyond Network - 21 days ago

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Chief Compliance Officer  

The Horizon Group - New York, NY

Authorized to have free access to any relevant information in order to perform branch wide risk assessments, prevention of money laundering, terrorism financing, insider trading, market manipulation, personal account dealing, conflicts of interest and... $250K

from: theladders.com - 22 days ago


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