Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all... Chief Compliance Officer Work careers New York, NY...

from: - 23 days ago

Analyst for Chief Control Officer Organization PB  

Credit Suisse - New York, New York

The Chief Control Officer Organization seeks to create a proactive control culture that anticipates and manages risk associated with the client onboarding process in an agile way by: * Understanding, advising... Chief Compliance Officer careers New York, NY...

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from: (+1 source) - 13 days ago

Chief Financial Officer  

FEP Executive Search - New York, NY

2) Establish and maintain effective internal controls and ensure compliance with GAAP, applicable loan agreements and applicable federal, state and local regulatory laws and rules for financial and tax...

from: - 9 days ago

Senior Compliance Officer- Latam Ethics Attorney -  


DescriptionBased in New York, the Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global Ethics Office. Ethics Officers within Global Compliance...

from: - 12 days ago

Chief Compliance Officer  

Investment Advisory Firm - New York, New York

Maintain Compliance Manual and Code of Ethics and enforcing policies of FINRA Broker Dealer certifications, employee securities transactions etc.

from: - 16 days ago

Senior Compliance / 40' Act Attorney  

Metro Search Partners - New York, NY

Our client is a fast-growing boutique financial services consulting firm based in midtown Manhattan. Our client is seeking an experienced Senior Compliance Professional. This hire will join the firm’s...

from: - 5 days ago


The A.R.D. Group - New York, NY

This position is primarily responsible for maintaining the company's insurance compliance program and advising internal clients on compliance-related matters. Key responsibilities include assisting in...

from: - 9 days ago

Chief Compliance Officer  

The Compliance Search Group - New York City, NY

A privately-owned multi-strategy trading firm seeks a Chief Compliance Officer who would be responsible for overall compliance framework of the firms (US based broker-dealer, US based non broker-dealer...

from: - 21 days ago

Legal Assistant - Regulatory Compliance Analyst  

MindSeeker - New York, NY

Mindseeker is a professional services company focused on delivering Information Technology, Enterprise Performance Management, Financial Advisory and Healthcare services and solutions to government and...

from: - 9 days ago

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Senior Compliance Officer-Asset Management  

Compliance Search Group - new york, NY

A global asset management firm focused on strategically managing real estate and other investment platforms seeks a Senior Compliance Officer who will be responsible for helping and ensure the Company...

from: - More than 30 days ago

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Chief Compliance Officer in New York, ny