Chief Compliance Officer Jobs in New York, NY

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SVP Chief Compliance Officer-Foreign Bank NYC  

Adams Consulting Group, LLC - New York, NY

-Develop the BSA/AML Compliance Program as necessary to accommodate changes in the Bank Secrecy Act ("BSA") and other applicable AML laws, regulations, requirements and New York Branch lines of business... Chief Compliance Officer Work careers New York, NY...

from: - 9 days ago

Chief Compliance Officer  

International Market Recruiters - New York, NY

Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all... Chief Compliance Officer careers New York, NY...

from: - 20 days ago

Deputy/Chief Compliance Officer  

Compliance Search Group - New York City, NY 10123

A wealth management practice seeks a Deputy/Chief Compliance Officer who will be responsible for combining expertise, judgment and discretion to provide a strategic vision and to oversee all aspects of...

from: - More than 30 days ago

Chief Compliance Officer- Investment Advisor  

Compliance Search Group - New York, NY

Responsibilities: • Support the Corporate Chief Compliance Officer (CCO) on compliance strategic initiatives and all compliance matters to ensure that the firm is in compliance with all laws and regulations...

from: - 28 days ago

Chief Compliance Officer  

The Compliance Search Group - New York, NY

A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the position’s...

from: - Today

Senior Compliance Officer-Asset Management  

Compliance Search Group - new york, NY

A global asset management firm focused on strategically managing real estate and other investment platforms seeks a Senior Compliance Officer who will be responsible for helping and ensure the Company...

from: - 3 days ago

Chief Financial Officer  

FEP Executive Search - New York, NY

2) Establish and maintain effective internal controls and ensure compliance with GAAP, applicable loan agreements and applicable federal, state and local regulatory laws and rules for financial and tax...

from: (+1 source) - 6 days ago

Chief Compliance Officer  

New York City, NY

The ideal candidate is an independent problem solver who can effectively deal with senior management as well as clients. They have analytical, communication, and organizational skills and handle stressful...

from: - 3 days ago

Chief Compliance Officer  

Investment Advisory Firm - New York, New York

Maintain Compliance Manual and Code of Ethics and enforcing policies of FINRA Broker Dealer certifications, employee securities transactions etc.

from: (+1 source) - 5 days ago

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Senior Medical Director/Associate Chief Medical Officer  

Gumbert & Associates - New York, New York

Gumbert & Associates has been asked to assist in the search for a Senior Medical Director/Associate CMO for a national Benefit Management Company specializing in Orthopedic/Musculoskeletal conditions in...

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from: (+1 source) - 17 days ago

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Chief Compliance Officer in New York, ny