Chief Compliance Officer Jobs in New York, NY
International Market Recruiters - New York, NY
Our client, located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and strategic growth for this growing international bank. Individual will oversee all components of the US Compliance program and serve...
from: ziprecruiter.com - 13 days ago
Compliance Search Group - New York, NY
This will include overseeing the firm’s Asset Management (AM) Americas’ investment compliance framework, sales and marketing compliance framework and to align with the overall business expansion strategy of the firm’s Asset Management Group as it rolls...
from: monster.com - 15 days ago
Hudson Valley Bank - New York, NY
The position of Chief Compliance Officer is responsible for maintaining a compliance program designed to ensure that AR Schmeidler's (Subsidiary of Hudson Valley Bank) business is conducted in a manner consistent with all applicable federal and state...
from: monster.com - 19 days ago
Capstone Search Group - New York City, NY
This organization sees enormous opportunities in the Life, Accident, and Health Insurance market in the years ahead. As they continue to expand, they have created an opportunity for an accomplished Compliance professional to be part of this dynamic organization... $170K to $185K
from: theladders.com - 4 days ago
Daruma Capital Management - New York, NY
Daruma Capital Management (www.darumanyc.com) seeks a seasoned investment management compliance professional who will continue the firm’s commitment to excellence in ethics and compliance and assist Daruma in navigating the rapidly evolving regulatory...
from: theladders.com - 4 days ago
SecondMarket, Inc. - Greater New York City Area
The trading division of SecondMarket, Inc. a registered broker dealer focused on trading digital currencies and fixed income products, is seeking an experienced, highly motivated and resourceful VP, Legal Affairs & Chief Compliance Officer to join our... Full Time...
from: linkedin.com - Yesterday
NW Recruiters - New York, NY
NW Recruiters is currently conducting a search for one of our key clients, a provider of custom automated packing solutions, who is adding an operationally-minded CFO to their leadership team, due to current and forecasted growth. This client provides...
from: ziprecruiter.com - 10 days ago
Industrial and Commercial Bank of China, NY Branch - New York City, NY 10022
Job Description Department: Compliance Job Title: Compliance Officer Reports to: Chief Compliance Officer Supervises: None Position Description/Overview: Responsibility includes all areas of Anti-money Laundering The Compliance Officers role is responsible...
from: monster.com - 18 days ago
New York City, NY
Oversees the monitoring of the compliance of the Bank’s anti-money laundering and anti-terrorist financing regime, the Bank Secrecy Act/USA Patriot Act, Community Reinvestment Act, FATCA,and federal and state banking department regulations (including...
from: us.experteer.com - 14 days ago
Boutique Broker/Dealer - New York City, NY
Reporting directly to both the President of the Broker/Dealer and the Corporate GC, this person will spend the majority of his/her time overseeing compliance for the BD but will also work on projects from a corporate perspective with the GC. Ideal candidate... $186K to $222K
from: theladders.com - 15 days ago
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