Chief Compliance Officer Jobs in New Rochelle, NY
JCW - New York, NY, United States
A leading commercial bank is looking to hire a Deputy Chief Compliance Officer. Reporting to the CCO the Deputy CCO will assess the effectiveness of the Compliance program and provide guidance
from: linkedin.com - 9 days ago
Bank of China USA - , NY, United States
Compliance Teams, Deputy Chief BSA Officer, Chief BSA Officer, and other Management. Assist to track remediated action items of Compliance related issue Compliance Specific Tasks Assist for new FI non
from: linkedin.com - 7 days ago
Talentry - Oceanside, United States
Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory 215000
from: zoho.eu - 4 days ago
KraneShares - New York, NY, United States
the best results. At KraneShares, it’s about what you do and how well you do it, regardless of your title or background. The Role: The candidate will report to the Chief Compliance Officer (CCO). The role
from: linkedin.com - 9 days ago
Morgan Stanley - Purchase, NY, United States
- - Develop comprehensive understanding of the institutional advisory and consulting services offered by these RIAs. - Maintain and update the Compliance policies and procedures. - Support the Chief Compliance
from: linkedin.com - 9 days ago
JPMorgan Chase Bank, N.A. - New York, NY
, procedures, bulletins, and manuals. * Coordinate with the Chief Compliance Officer and stakeholders on compiling and preparing the firm's swap dealer and security-based swap dealer annual compliance reports
from: JPMorgan Chase Bank, N.A. - 3 days ago
Silvercrest Asset Management - , NY, United States
Status: Full-Time Employee Location: New York, New York Education: Bachelor’s degree or higher in Finance, Economics, or Business preferred Reporting To: Chief Compliance Officer and Director
from: linkedin.com - 16 days ago
Mitchell Martin Inc. - Hackensack, NJ, United States
to ensure the Firm’s compliance in handling requests for leaves of absence. • Coordinate with Chief Human Resources Officer and Payroll and Benefits Coordinator regarding all Firm benefit plans, including 401
from: linkedin.com (+1 source) - 9 days ago
Morgan Stanley - New York, United States
(IS): IS works closely with the Investor Relations, Chief Financial Officers, Chief Operating Officers, Compliance teams and investors of our clients. Further, IS supports our clients with investor capital Competitive
from: efinancialcareers.com - 4 days ago
Cardea Group - New York, NY, United States
Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer
from: linkedin.com - 19 days ago
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