Broker Jobs in Jersey City, NJ
Liberty Science Center - Jersey City, NJ, United States
endowment and retirement plans Represent the organization externally, as necessary, particularly with LSC’s financial institutions, insurance brokers, auditors, etc. Maintain a system of accounting controls
from: linkedin.com - 6 days ago
Madison-Davis, LLC - Jersey City, NJ, United States
, regulatory reports for the broker dealer entity including FINRA and SEC reports (Focus, SSOI, OBS, SIS), FRB’s TIC B reports and all other US department of Commerce reports. Support the team’s technical
from: linkedin.com - 7 days ago
Phaxis LLC - Jersey City, New Jersey
and partial trades for broker-to-broker and ex-clearing transactions, updating Phase 3 records. Address manual fails, including type 1 fails that do not auto-settle. Perform end-of-day balancing versus DTC
Register your RESUMEfrom: resume-library.com - Yesterday
LevelUP HCS - Jersey City, NJ, United States
of operations, front & middle offices, technology, and contra brokers to help resolve trade issues to ensure proper and timely settlements. Oversee Option Expiration processes to ensure the firm is balance
from: linkedin.com - 9 days ago
LevelUP HCS - Jersey City, NJ, United States
, Triparty Funding would be primarily responsible for: Ensuring pledge, recall, and allocation of securities to U.S. Broker-Dealer’s various tripary funding lines Managing Fed and DTC inventory to ensure
from: linkedin.com - 9 days ago
SGA Inc. - Jersey City, New Jersey
, Insurance, Banks, and Broker/Dealers. Acquiring a solid understanding of the reviewed activities and specific industry risks. Assessing adequacy and effectiveness of governance, management, and controls
Register your RESUMEfrom: resume-library.com - 9 days ago
AscendHire - Jersey City, NJ, United States
review , and Blue sheet filings. Knowledge of the Nasdaq Trading System (“NTS” or “Nasdaq Smarts”) a plus. In-depth knowledge of SEC and FINRA trading rules and regulations as they pertain to broker
from: linkedin.com - 10 days ago
Aspen Insurance Group - Jersey City, NJ, United States
to attract and retain customers and increase profitability. Establishes and strengthens strong relationships with stakeholders, including visits and travel where necessary, to customers, brokers, business
from: linkedin.com - 13 days ago
Axelon Services Corporation - Jersey City, New Jersey
include Corporate Banking, Project Finance, Media & Telecom, Leveraged Finance, Asset Securitization, Hedge Funds, Insurance, Banks, and Broker/Dealers. Acquiring a solid understanding of the reviewed
Register your RESUMEfrom: resume-library.com - 9 days ago
Jefferies - Jersey City, NJ, United States
.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international
from: linkedin.com - 24 days ago
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