Head Compliance Jobs

Madison-Davis, LLC - Richardson, TX, United States

A payments company based out of Houston, TX to bring on a new "Head of AML Compliance" to join their team. This role is currently 100% remote. Responsibilities: • Maintain and enhance an enterprise

from: linkedin.com - 5 days ago

JW Michaels & Co. - San Francisco, CA, United States

o This includes guidance related to the firm’s policies of allocation of investment opportunities, use of expert networks, wall cross...

from: linkedin.com - 9 days ago

Vanguard - Charlotte, North Carolina

. The Compliance Manager, Head of Fund & Advisor Inspections: Hires, evaluates, and supervises crew. Provides guidance and training as necessary to develop crew. Sets performance standards, reviews performance

from: resume-library.com - 2 days ago

New York, NY, United States

A mid-sized debt settlement firm is seeking a Head of Risk Management and Compliance to oversee the firm’s business practices. This person will function as a senior leader for the firm, reporting

from: linkedin.com - 4 days ago

Atlantic Group - Summit, NJ, United States

$45 Billion Growing Private Equity Firm is Seeking a Head of Investment Compliance/CCO *Reporting to the CCO *Oversee 4-5 Senior Compliance Staff *Investment Advisers Act of 1940 and the Investment

from: linkedin.com - 7 days ago

B. Braun Medical Inc. - Bethlehem, Pennsylvania

: The Head of Compliance Investigations will be responsible for overseeing, managing and conducting investigations into concerns or reports of violations of the B. Braun of America Code of Business Conduct

from: resume-library.com - 11 days ago

Madison-Davis, LLC - White Plains, NY, United States

A mid-size international commercial bank in White Plains, New York looking to bring on board a "US Head Of Compliance" to join their team. They are currently in office (2-3 days a week

from: linkedin.com - 17 days ago

MAM Legal Ltd. - , GA, United States

The Head of Compliance Investigations will oversee, manage, and conduct investigations into concerns or reports of violations of the Code of Business Conduct, policies, procedures, and applicable

from: linkedin.com - 4 days ago

State Street - Boston, Massachusetts, USA

Who we are looking for The Global Head of Conduct Risk and Corporate Compliance Governance will lead a global team of subject matter experts to assess and manage risks associated with conflicts $170 000 - $267 500 Annual

from: Ivyexec.com - 2 days ago

JW Michaels & Co. - , CA, United States (+1 location)

in the Client's San Francisco Bay Area office and reporting up to the Head of Privacy, this will play a highly visible role in shaping and executing the Client's data protection strategy, ensuring compliance

from: linkedin.com - 4 days ago